Roy E. Kelsey

FINANCIAL GRAVITY FAMILY OFFICE SERVICES

Altamonte Springs, FL 32714

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CRD#: 3013118

Professional summary

Roy Edward Kelsey JR, AIF®, CIMA®, CPWA® is a registered financial advisor currently at FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC located in Altamonte Springs, Florida.

Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Roy has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SkyView Business Solutions, a non-investment related company as the Owner since 01/15/2022. Located at 999 Douglas Avenue Suite 2216,s Altamonte Springs, FL 32714. Helping businesses recover R & D tax incentives. Dedicating 20 hours per month 20 hours during trading hours. Financial Gravity Enhanced Markets, LLC, an investment related company as an Independent Agent since 12/15/2023. located at 2501 Ranch Road S 620, Suite 110 Austin, TX 78734. Licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. dedicating approximately 5% of his time on insurance-related activities. Conflict of interest due to additional compensation on these products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roy Edward Kelsey JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-08-25

Expire date: 2026-04-30

Experience

Current

April 16, 2024 - Present

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Office #1: 999 Douglas Ave Ste 2216, Altamonte Springs, FL 32714

RIA

CRD#: 316024

Altamonte Springs, FL

Past

March 1, 2019 - December 15, 2023

CAPE INVESTMENT ADVISORY, INC.

RIA

CRD#: 146384

ALTAMONTE SPRINGS, FL

Past

March 8, 2018 - March 1, 2019

401K GENERATION

RIA

CRD#: 154279

LAKE MARY, FL

Past

July 29, 2014 - June 1, 2018

SKYVIEW WEALTH MANAGEMENT, LLC

RIA

CRD#: 171077

LONGWOOD, FL

Past

January 18, 2013 - August 7, 2014

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

Maitland, FL

Past

January 16, 2013 - August 7, 2014

G. A. REPPLE & COMPANY

CRD#: 17486

Maitland, FL

Past

August 10, 2009 - January 17, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ORLANDO, FL

Past

July 16, 2009 - January 17, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ORLANDO, FL

Past

January 10, 2005 - July 22, 2009

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

FERN PARK, FL

Past

January 10, 2005 - July 22, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

FERN PARK, FL

Past

May 28, 2004 - December 31, 2004

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

Past

March 4, 2003 - November 24, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WINTER PARK, FL

Past

March 3, 2003 - November 24, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 6, 2003 - March 12, 2003

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

LEESBURG, FL

Past

January 9, 2000 - March 12, 2003

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

June 2, 1998 - November 18, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

CRD#: 316024 / SEC#: 801-122258

RIA

Registered Investment Advisory firm - (9/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2005

General Securities Principal Examination

Current Firm

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

CRD#: 316024 / SEC#: 801-122258

RIA

Registered Investment Advisory firm - (9/9/2021 Approved)

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Contact information

Main Address

2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734

Mailing Address

Phone number

(800) 588-3893

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (12/20/2024)

Regulatory assets under management

Total Number of Accounts	1,745
AUM (Assets Under Management)	$ 467,196,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roy E. Kelsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roy Edward Kelsey JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPE INVESTMENT ADVISORY, INC.

401K GENERATION

SKYVIEW WEALTH MANAGEMENT, LLC

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

G. A. REPPLE & COMPANY

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2003

Series 63

Date: 7/11/1998

Series 7

Date: 6/1/1998

Series 24

Date: 9/1/2005

Current Firm

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

TRUST BUT VERIFY

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