James R. Lampson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Lampson was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1971. James had worked at 12 firms and has passed the Series 63, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2004 - October 29, 2012
J.P. TURNER & COMPANY, L.L.C.
April 2, 1998 - December 2, 2004
SPENCER EDWARDS, INC.
October 19, 1988 - March 25, 1998
GLOBAL CAPITAL SECURITIES CORPORATION
April 7, 1988 - October 12, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
September 2, 1987 - April 5, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
July 10, 1987 - September 1, 1987
HAMILTON BOHNER, INC.
January 16, 1986 - July 7, 1987
J. W. GANT & ASSOCIATES, INC.
September 13, 1984 - January 6, 1986
SECO SECURITIES, INC.
September 30, 1983 - April 10, 1984
FIRST INTERWEST SECURITIES CORPORATION
June 25, 1979 - September 26, 1983
SECO SECURITIES, INC.
December 13, 1974 - July 26, 1979
B. J. LEONARD AND COMPANY, INC.
July 6, 1972 - December 15, 1981
BARTON AND COMPANY INCORPORATED
December 13, 1971 - August 5, 1972
LA VAN & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/8/1971
Registered Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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