Steven P. Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Dunn, CFP®, who also goes by Steve Paul Dunn, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1998. Steven had worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2017 - June 21, 2018
INTEGRITY FUNDS DISTRIBUTOR, LLC
December 10, 2010 - December 1, 2014
INTEGRITY FUNDS DISTRIBUTOR, LLC
March 23, 1998 - March 25, 2004
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293 / SEC#: , 8-42561
Contact information
FINRA licenses (41 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
