HB
Heather A. Brandt
ALLIANT RETIREMENT CONSULTING
Spokane, WA 99201
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CRD#: 3012660
HB
Professional summary
Heather Ann Brandt, who also goes by Heather Ann Brandt, Heather A Brandt, Heather Ann Buehler, is a registered financial advisor currently at ALLIANT RETIREMENT CONSULTING located in Spokane, Washington.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Heather has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Heather Ann Brandt | Heather A Brandt | Heather Ann Buehler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 10/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: ALLIANT EMPLOYEE BENEFITS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EMPLOYEE BENEFITS START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: ACCOUNT MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PREPARE PLAN REVIEWS 3. NAME OF OTHER BUSINESS: IRON GOAT, LLC DBA IRON GOAT BREWING INVESTMENT RELATED: NO ADDRESS: 1302 W 2ND AVE SPOKANE WA 99201 NATURE OF BUSINESS: BREWERY START DATE: 04/2011 POSITION/TITLE/RELATIONSHIP:CO-OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: HIGH LEVEL PLANNING AND COMMUNITY RELATIONS 4. NAME OF OTHER BUSINESS: GOAT WORKS, LLC INVESTMENT RELATED: NO ADDRESS: 1302 W 2ND AVE SPOKANE WA 99201 NATURE OF BUSINESS: LLC TO HOLD PROPERTY FOR BREWERY START DATE: 09/2014 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: CO-OWNER 5. NAME OF OTHER BUSINESS: HEATHER BRANDT INVESTMENT RELATED: NO ADDRESS: SPOKANE, WA NATURE OF BUSINESS: RENTALPROPERTY START DATE: 04/2009 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK:MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 6. NAME OF OTHER BUSINESS: PACIFIC GOAT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE INVESTMENT; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE INVESTMENT RENTAL HOLDING COMPANY;
CRS (Client Relationship Summary) - RIA
Click below to view Heather Ann Brandt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2021 - Present
ALLIANT RETIREMENT CONSULTING
Office #1: 818 W Riverside Ste 800, Spokane, WA 99201RIA
CRD#: 167970
Spokane, WA
Past
October 18, 2021 - July 1, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW YORK, NY
Past
December 17, 2020 - July 20, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SPOKANE, WA
Past
November 9, 2020 - July 20, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SPOKANE, WA
Past
March 24, 1998 - April 2, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SPOKANE VALLEY, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(11/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009
Mailing Address
Phone number
(713) 470-4208
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 156 |
| AUM (Assets Under Management) | $ 4,493,036,646 |
Red Flags
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Company Information
ALLIANT RETIREMENT CONSULTING
CRD#: 167970Spokane, WA 99201TRUST BUT VERIFY
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