Jodie Lynn Gallovich | Financial Professional | Phoenix, Arizona

Professional summary

Jodie Lynn Gallovich, who also goes by Jodie Rhodes, is a registered financial advisor currently at PFG ADVISORS located in Phoenix, Arizona and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Phoenix, Arizona.

Jodie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jodie has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jodie Rhodes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**PFG INSURANCE POSITION: Insurance agent NATURE: Life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2020 ADDRESS: 3200 N Central Ave #200, Phoenix AZ 85012 DESCRIPTION: Sell life insurance and fixed annuities **PFG ADVISORS POSITION: IAR NATURE: Dual IA registration with independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 277 SECURITIES TRADING HOURS: 277 START DATE: 04/16/2018 ADDRESS: 3200 N Central Ave #200, Phoenix AZ 85012 DESCRIPTION: Investment Advisor Representative offering advisory services to PFG/SAI clients **CUE INSURANCE POSITION: SR VP NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1998 ADDRESS: 3200 N Central Ave #200, Phoenix AZ 85012 DESCRIPTION: sell life insurance, fixed annuities, and Long-Term Care products to clients as well as RIA business. CUE Financial is just my DBA **GENERATIONAL WEALTH ADVISORS LLC POSITION: sole member/owner NATURE: I opened an LLC. At this point, I may never use it. But, if we ever need to get 1099 income, I want to be prepared for that situation from a tax standpoint. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2023 ADDRESS: 17941 W San Miguel Ave, Litchfield Park AZ 85340 DESCRIPTION: If we need to get 1099 income this will be in place. If we start to use it, I will amend this OBA to show a website/email addresses, etc. Also, I'll figure out what registration needs to happen for the LLC, if we ever run 1099 income through it.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jodie Lynn Gallovich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2018 - Present

PFG ADVISORS

Office #1: 3200 N. Central Ave. Ste 200, Phoenix, AZ 85012Office #2: 16150 N. Arrowhead Fountains Center Dr. #345, Peoria, AZ 85382

RIA

CRD#: 173344

PHOENIX, AZ

Current

November 6, 2025 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 3200 N. Central Ave. #200, Phoenix, AZ 85012Office #2: 16150 N. Arrowhead Ftn Ctr Dr., Ste 345, Peoria, AZ 85382

RIA

BD

CRD#: 20804

PHOENIX, AZ

Past

June 14, 2024 - November 7, 2025

OSAIC WEALTH, INC.

BD

CRD#: 23131

PEORIA, AZ

Past

December 8, 2016 - June 14, 2024

SECURITIES AMERICA, INC.

BD

CRD#: 10205

PHOENIX, AZ

Past

March 4, 2010 - December 31, 2018

CUE FINANCIAL GROUP, INC.

RIA

CRD#: 21033

PHOENIX, AZ

Past

August 3, 2009 - December 8, 2016

FOOTHILL SECURITIES, INC.

BD

CRD#: 1027

PHOENIX, AZ

Past

March 7, 1998 - August 3, 2009

CUE FINANCIAL GROUP, INC.

BD

CRD#: 21033

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(4/20/2018)

RR

Arizona
(11/6/2025)

RR

California
(11/6/2025)

RR

Colorado
(11/6/2025)

RR

Florida
(11/6/2025)

RR

Georgia
(11/6/2025)

RR

Illinois
(11/6/2025)

RR

Kansas
(11/6/2025)

RR

Michigan
(11/6/2025)

RR

Minnesota
(11/6/2025)

RR

New Jersey
(11/6/2025)

RR

New Mexico
(11/6/2025)

RR

North Dakota
(11/6/2025)

RR

Ohio
(11/6/2025)

RR

South Carolina
(11/6/2025)

RR

South Dakota
(11/6/2025)

IAR

Texas
(1/29/2021)

RR

Texas
(11/6/2025)

RR

Wyoming
(11/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 5/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 3/4/1998

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

PA

PFG ADVISORS

CRD#: 173344 / SEC#: 801-80797

RIA

Registered Investment Advisory firm - (12/1/2014 Approved)

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Contact information

Main Address

3200 N. Central Ave Suite #200, Phoenix, AZ 85012

Mailing Address

Phone number

(800) 405-8850

Established

Firm type

Fiscal year end

# of Employees

119

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE AS OF NOVEMBER 10 2025 (11/10/2025)

WRAP FEE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	13,550
AUM (Assets Under Management)	$ 3,083,491,501

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jodie L. Gallovich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jodie Lynn Gallovich's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

CUE FINANCIAL GROUP, INC.

FOOTHILL SECURITIES, INC.

CUE FINANCIAL GROUP, INC.

Primary Firm SEC Registration

PFG ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2009

Series 63

Date: 5/7/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/4/1998

FINRA

Current Firm

PFG ADVISORS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PFG ADVISORS

TRUST BUT VERIFY

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