Kenneth J. Mesec

MESEC & MESEC

LITTLETON, CO

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CRD#: 3012511

Professional summary

Kenneth Jay Mesec, CFP® is a registered financial advisor currently at MESEC & MESEC, LLC located in Littleton, Colorado.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kenneth has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 15, 1999 - Present

MESEC & MESEC, LLC

CRD#: 116523

LITTLETON, CO

Past

April 3, 1998 - May 8, 1998

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/15/1999)

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Exams

State Security Law Exam

Series 63

Date: 4/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/2/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MESEC & MESEC, LLC

KENNETH J. MESEC | MESEC & MESEC, LLC | KENNETH J. MESEC, CFP

CRD#: 116523 / SEC#:

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Contact information

Main Address

Littleton, CO

Mailing Address

Phone number

(303) 550-6125

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 4,800,000

Red Flags

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Kenneth J. Mesec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MESEC & MESEC, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/9/1998

Series 6

Date: 4/2/1998

Current Firm

MESEC & MESEC, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MESEC & MESEC, LLC

TRUST BUT VERIFY

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