G S. Kennedy

ALBOURNE AMERICA

San Francisco, CA 94104

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CRD#: 3012362

Professional summary

G Stephen Kennedy, who also goes by Steve Kennedy, is a registered financial advisor currently at ALBOURNE AMERICA LLC located in San Francisco, California.

G is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. G has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Kennedy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view G Stephen Kennedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2006 - Present

ALBOURNE AMERICA LLC

Office #1: 425 California Street Suite 2400, San Francisco, CA 94104

RIA

CRD#: 126582

San Francisco, CA

Past

December 16, 2005 - April 28, 2006

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA

CRD#: 137115

SAN FRANCISCO, CA

Past

December 16, 2005 - April 28, 2006

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

CHICAGO, IL

Past

November 4, 2002 - December 31, 2005

HARRISDIRECT LLC

RIA

CRD#: 42159

SAN FRANCISCO, CA

Past

November 1, 2002 - December 31, 2005

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

August 27, 2001 - October 15, 2002

MYCFO SECURITIES, LLC

CRD#: 111657

SAN FRANCISCO, CA

Past

May 29, 1998 - October 31, 2000

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALBOURNE AMERICA LLC

CRD#: 126582 / SEC#: 801-66613

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

California

Registered Investment Advisory firm - (4/27/2006 Terminated)

New York

Registered Investment Advisory firm - (4/25/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/15/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/8/1998

General Securities Representative Examination

Current Firm

ALBOURNE AMERICA LLC

CRD#: 126582 / SEC#: 801-66613

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

California

Registered Investment Advisory firm - (4/27/2006 Terminated)

New York

Registered Investment Advisory firm - (4/25/2006 Terminated)

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Contact information

Main Address

425 California Street Suite 2400, San Francisco, CA 94104

Mailing Address

Phone number

(415) 489-7200

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALBOURNE AMERICA LLC FORM ADV PART 2A (9/26/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

G S. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view G Stephen Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALBOURNE AMERICA LLC

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

HARRISDIRECT LLC

HARRISDIRECT LLC

MYCFO SECURITIES, LLC

BANC OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

ALBOURNE AMERICA LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/19/1999

Series 63

Date: 5/4/1998

Series 7

Date: 5/8/1998

Current Firm

ALBOURNE AMERICA LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ALBOURNE AMERICA LLC

TRUST BUT VERIFY

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