Jessie M. Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessie M Holmes, who also goes by Jessie Maria Holmes, Jessie H Holmes-edwards, Jessie H. Holmes-edwards, Jessie M Holmes-edwards, Jessie H. Kirkley, Jessie Holmes Kirkley, Jessie Maria Kirkley, was a registered financial professional .
Jessie is a previously registered financial professional and started their career in finance in 1998. Jessie had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2013 - February 17, 2015
NEWPORT GROUP SECURITIES, INC.
June 12, 2008 - July 3, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 5, 2003 - July 3, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 15, 1998 - September 18, 2001
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT GROUP SECURITIES, INC.
CRD#: 29722 / SEC#: 801-60427, 8-44508
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWPORT GROUP HOLDINGS I, INC. | OWNER | |
| KAPLAN, ROBERT BARRY | CCO | 1286735 |
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 22,966,874,617 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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