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AJ

Alan Jardeleza

LYONS WEALTH MANAGEMENT
Palm Beach, FL
Some features on this profile are disabled
CRD#: 3011932
AJ

Professional summary

Alan Jardeleza, who also goes by Alan R Jardeleza, Alan Roger Jardeleza, Alan Jardeleza, is a registered financial advisor currently at LYONS WEALTH MANAGEMENT located in Palm Beach, Florida and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Alan has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alan R Jardeleza | Alan Roger Jardeleza | Alan Jardeleza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Jardeleza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2026 - Present

LYONS WEALTH MANAGEMENT

RIA
CRD#: 150581
Palm Beach, FL
Current

January 27, 2026 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210
RIA
BD
CRD#: 146344
Charlotte, NC
Past

February 1, 2020 - February 3, 2021

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

June 12, 2019 - December 31, 2025

LYONS WEALTH MANAGEMENT

RIA
CRD#: 150581
WINTER PARK, FL
Past

March 6, 2012 - December 19, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PALM BEACH, FL
Past

February 21, 2012 - December 19, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PALM BEACH, FL
Past

September 9, 2005 - January 20, 2012

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
ST. PETERSBURG, FL
Past

January 12, 2001 - January 9, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
STUART, FL
Past

January 12, 2001 - January 9, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

April 16, 1998 - January 18, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LYONS WEALTH MANAGEMENT
LYONS WEALTH MANAGEMENT | MJ INVESTING ADVISORS | MEERKAT HEDGE PARTNERS FUND LP | LYONS WEALTH MANAGEMENT, LLC

CRD#: 150581 / SEC#: 801-70437

RIA
Registered Investment Advisory firm - (7/28/2009 Approved)
Ohio
Registered Investment Advisory firm - (1/27/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/28/2026)
IAR
Florida
(4/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/2/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/30/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/5/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/8/2005
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 5/21/1998
Futures Managed Funds Examination
SRO Registrations
RR
FINRA

Current Firm

LW
LYONS WEALTH MANAGEMENT
LYONS WEALTH MANAGEMENT | MJ INVESTING ADVISORS | MEERKAT HEDGE PARTNERS FUND LP | LYONS WEALTH MANAGEMENT, LLC

CRD#: 150581 / SEC#: 801-70437

RIA
Registered Investment Advisory firm - (7/28/2009 Approved)
Ohio
Registered Investment Advisory firm - (1/27/2021 Terminated)
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Contact information

Main Address
280 W. Canton Ave Ste 430, Winter Park, FL 32789
Mailing Address
Phone number
(407) 951-8710
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LYONS ADV PART II 03.31.25 (4/1/2025)

Regulatory assets under management

Total Number of Accounts257
AUM (Assets Under Management)$ 127,037,019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LYONS WEALTH MANAGEMENT

CRD#: 150581Palm Beach, FL

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