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Mark Christopher Madison

CRD# 3011852·Registered 1998 - 2009
Barred: Mark Christopher Madison was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Mark Christopher Madison was a registered financial advisor. Mark was a previously registered financial advisor and started their career in finance 1998 - 2009. Mark had worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

INVESTACORP ADVISORY SERVICES INC·CRD# 109011
RIA
Little Rock, AR
January 3, 2003 - June 29, 2009
INVESTACORP, INC.·CRD# 7684
BD
Little Rock, AR
November 29, 2002 - June 10, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Little Rock, AR
May 14, 1998 - December 2, 2002
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
March 24, 1998 - December 2, 2002

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Current Firm

IA
INVESTACORP ADVISORY SERVICES INC

INVESTACORP ADVISORY SERVICES INC

CRD#: 109011 / SEC#: 801-57738

Contact Information

Main Address

4400 Biscayne Blvd 11th Floor, Miami, FL 33137

Documents

Latest Form ADV

Part 2 Brochures

INVESTACORP ADVISORY SERVICES, INC. WRAP FEE PROGRAM BROCHURE (6/26/2020)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Apr 1998About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MM
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