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Michael Slonimer

CRD# 3011628·Registered 1998 - 2018
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Slonimer, who also goes by Michael S Slonimer, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1998 - 2018. Michael had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael S Slonimer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
June 12, 2018 - November 13, 2018
MIDTOWN PARTNERS·CRD# 104223
BD
Land O Lakes, FL
April 16, 2015 - June 24, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Franklin Lakes, NJ
February 5, 2013 - March 3, 2014
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Lakewood, NJ
May 3, 2012 - July 24, 2012
AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
January 11, 2012 - April 26, 2012
COASTAL TRADE SECURITIES, LLC·CRD# 148246
BD
Short Hills, NJ
May 4, 2011 - June 16, 2011
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
March 24, 2010 - June 14, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Bolingbrook, IL
December 23, 2009 - January 22, 2010
HALLMARK INVESTMENTS, INC.·CRD# 135003
BD
New York, NY
January 14, 2008 - February 12, 2008
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
October 20, 2003 - March 23, 2006
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
October 27, 1999 - October 21, 2003
CANTONE RESEARCH INC.·CRD# 26314
BD
Eatontown, NJ
July 26, 1999 - October 28, 1999
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
June 8, 1998 - July 28, 1999

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Current Firm

GP
GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: 8-53402
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone Number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER—
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 1999

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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