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MS

Michael Slonimer

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CRD#: 3011628
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Slonimer, who also goes by Michael S Slonimer, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael S Slonimer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 12, 2018 - November 13, 2018

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

April 16, 2015 - June 24, 2016

MIDTOWN PARTNERS

BD
CRD#: 104223
LAND O LAKES, FL
Past

February 5, 2013 - March 3, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
FRANKLIN LAKES, NJ
Past

May 3, 2012 - July 24, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
LAKEWOOD, NJ
Past

January 11, 2012 - April 26, 2012

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY
Past

May 4, 2011 - June 16, 2011

COASTAL TRADE SECURITIES, LLC

BD
CRD#: 148246
SHORT HILLS, NJ
Past

March 24, 2010 - June 14, 2010

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ
Past

December 23, 2009 - January 22, 2010

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

January 14, 2008 - February 12, 2008

HALLMARK INVESTMENTS, INC.

BD
CRD#: 135003
NEW YORK, NY
Past

October 20, 2003 - March 23, 2006

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

October 27, 1999 - October 21, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

July 26, 1999 - October 28, 1999

CANTONE RESEARCH INC.

BD
CRD#: 26314
EATONTOWN, NJ
Past

June 8, 1998 - July 28, 1999

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/16/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/2/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/5/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/3/1999
General Securities Principal Examination

Current Firm

GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT POINT CAPITAL LLC

CRD#: 114203

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