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Peter B.p. Young

CRD# 3011463·Registered 1999 - 2015
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter B.p. Young, who also goes by Bounnhang Phrasavath, Peter Bp Young, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1999 - 2015. Peter had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bounnhang Phrasavath, Peter Bp Young

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
April 1, 2014 - January 30, 2015
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
New York, NY
September 6, 2013 - February 4, 2014
LAMPERT CAPITAL MARKETS INC.·CRD# 103725
BD
Ny, NY
July 31, 2012 - August 1, 2013
HALCYON CABOT PARTNERS, LTD.·CRD# 32664
BD
New York, NY
January 9, 2012 - May 16, 2012
PHD CAPITAL·CRD# 38785
BD
New York, NY
August 8, 2009 - August 23, 2011
E1 ASSET MANAGEMENT, INC.·CRD# 46872
BD
New York, NY
December 11, 2001 - August 17, 2009
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED·CRD# 37710
BD
New York, NY
July 31, 2001 - October 18, 2001
PHD CAPITAL·CRD# 38785
BD
New York, NY
July 21, 2000 - June 27, 2001
INVESTOR'S ADVOCATE, LLC·CRD# 45801
BD
Houston, TX
February 22, 2000 - June 26, 2000
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
October 7, 1999 - February 16, 2000
PRESTON LANGLEY ASSET MANAGEMENT, INC.·CRD# 35733
BD
New York, NY
September 23, 1999 - October 4, 1999

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Current Firm

RS
R.M. STARK & CO., INC.

R.M. STARK & CO., INC. | RM STARK & CO INC.

CRD#: 7612 / SEC#: 8-22543
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Mailing Address

730 S Federal Hwy, Lake Worth Beach, FL 33460-4955

Phone Number

(561) 243-3815

Established

Florida since 09/29/1988

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RMST HOLDING COMPANY, INC.OWNER—
MCTAGUE, ROBIN JAYNECHIEF COMPLIANCE OFFICER1438670
STARK, GARY LESTERCEO433866
STARK, GARY LESTERFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, MUNICIPAL SECURITIES PRINCIPAL, REGISTERED OPTIONS PRINCIPAL433866

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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