Peter B. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter B.p. Young, who also goes by Bounnhang Phrasavath, Peter Bp Young, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1999. Peter had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2014 - January 30, 2015
R.M. STARK & CO., INC.
September 6, 2013 - February 4, 2014
CALTON & ASSOCIATES, INC.
July 31, 2012 - August 1, 2013
LAMPERT CAPITAL MARKETS INC.
January 9, 2012 - May 16, 2012
HALCYON CABOT PARTNERS, LTD.
August 8, 2009 - August 23, 2011
PHD CAPITAL
December 11, 2001 - August 17, 2009
E1 ASSET MANAGEMENT, INC.
July 31, 2001 - October 18, 2001
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
July 21, 2000 - June 27, 2001
PHD CAPITAL
February 22, 2000 - June 26, 2000
INVESTOR'S ADVOCATE, LLC
October 7, 1999 - February 16, 2000
PRIME CHARTER LTD.
September 23, 1999 - October 4, 1999
PRESTON LANGLEY ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
