Heather L. Lyon

C2 PRIVATE WEALTH

NOVI, MI 48377

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CRD#: 3011389

Professional summary

Heather Lynn Lyon, who also goes by Heather Lynn Studwell, is a registered financial advisor currently at C2 PRIVATE WEALTH located in Novi, Michigan.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Heather has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Lynn Studwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LYON FAMILY ASSOCIATES, LLC.; Not Investment Related; 17 Jericho Rd., Essex JCT, VT 05452; Rental Properties; Passive Member; 1998-Present; 1hr/month, not during trading hours. 2) LYON & BLUNT PROPERTIES LLC.; Not Investment Related; 17 Jericho Rd., Essex JCT, VT 05452; Rental Properties; Passive Member; 2012-Present; 1hr/month, not during trading hours. 3) LYON PROPERTIES; Not Investment Related; 39 Jericho Rd., Essex JCT, VT 05452; Real Estate Rental Properties; Passive Member; 2010-Present; 1hr/month, not during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Lynn Lyon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2023 - Present

C2 PRIVATE WEALTH

Office #1: 29409 Haggerty Road Suite 200, Novi, MI 48377

RIA

CRD#: 151501

NOVI, MI

Past

January 8, 2020 - November 7, 2023

ASSET ALLOCATION STRATEGIES, LLC

RIA

CRD#: 152339

FARMINGTON, MI

Past

January 7, 2020 - November 7, 2023

GLP INVESTMENT SERVICES, LLC

CRD#: 25450

Farmington, MI

Past

November 13, 2008 - November 25, 2019

EQUITY SERVICES, INC.

RIA

CRD#: 265

COLCHESTER, VT

Past

November 4, 2008 - November 25, 2019

EQUITY SERVICES, INC.

CRD#: 265

COLCHESTER, VT

Past

October 3, 2001 - October 27, 2008

CHITTENDEN SECURITIES, LLC.

RIA

CRD#: 45190

BELLOWS FALLS, VT

Past

October 7, 1998 - October 27, 2008

CHITTENDEN SECURITIES, LLC.

CRD#: 45190

BELLOWS FALLS, VT

Past

March 4, 1998 - October 9, 1998

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

C2 PRIVATE WEALTH

C2 PRIVATE WEALTH | STRATEGIC INVESTMENT ADVISORS, LLC | STRATEGIC INVESTMENT ADVISORS, INC.

CRD#: 151501 / SEC#: 801-110692

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

California

Registered Investment Advisory firm - (6/30/2017 Terminated)

Michigan

Registered Investment Advisory firm - (5/31/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/21/2023)

IAR

Texas
(12/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 8/14/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 7/21/2006

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/2003

General Securities Principal Examination

Current Firm

C2 PRIVATE WEALTH

C2 PRIVATE WEALTH | STRATEGIC INVESTMENT ADVISORS, LLC | STRATEGIC INVESTMENT ADVISORS, INC.

CRD#: 151501 / SEC#: 801-110692

RIA

Registered Investment Advisory firm - (5/31/2017 Approved)

California

Registered Investment Advisory firm - (6/30/2017 Terminated)

Michigan

Registered Investment Advisory firm - (5/31/2017 Terminated)

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Contact information

Main Address

29409 Haggerty Road Suite 200, Novi, MI 48377

Mailing Address

Phone number

(248) 567-6688

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (3/3/2025)

Regulatory assets under management

Total Number of Accounts	7,639
AUM (Assets Under Management)	$ 1,181,835,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heather L. Lyon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Lynn Lyon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET ALLOCATION STRATEGIES, LLC

GLP INVESTMENT SERVICES, LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

CHITTENDEN SECURITIES, LLC.

CHITTENDEN SECURITIES, LLC.

FISERV INVESTOR SERVICES, INC.

Primary Firm SEC Registration

C2 PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2000

Series 63

Date: 4/2/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/25/1998

Series 14

Date: 8/14/2023

Series 27

Date: 7/21/2006

Series 24

Date: 3/10/2003

Current Firm

C2 PRIVATE WEALTH

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

C2 PRIVATE WEALTH

TRUST BUT VERIFY

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