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TK

Thomas A. Konkowski

Some features on this profile are disabled
CRD#: 3011057
TK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Anthony Konkowski was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1998. Thomas had worked at 16 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Exemplar Wealth Management LLC, investment related, located at 20860 N. Tatum Blvd, Phoenix AZ 85050. Mr. Konkowski is a managing director, starting July 2022. Mr. Konkowski spends approximately 80 hours per month engaged in this business most during trading hours. 2. Exemplar Insurance Services LLC, non-investment related, located at 2645 N Federal Highway, Delrey Beach, FL 33583 Mr. Konkowski is a managing partner, starting April 2022. Mr. Konkowski spends approximately 20 hours per month engaged in this business most during trading hours. 3. Westgate Insurance Group, non-investment related, located at 7241 W. Union Hills Drive, Glendale AZ 85308. Mr. Konkowski is an owner, starting Sept. 2010. Mr. Konkowski spends approximately 10 hours per month engaged in this business most during trading hours. 4. Vista Wealth Network PLLC, non-investment related, located at 7241 W. Union Hills Drive, Glendale AZ 85308. Mr. Konkowski is an owner, starting May 2009. Mr. Konkowski spends approximately 10 hours per month engaged in this business most during trading hours. 5. Hub Commercial Sunbelt, non-investment related, located at 7241 W. Union Hills Drive, Glendale AZ 85308. Mr. Konkowski is a real estate broker, starting Sept. 2020. Mr. Konkowski spends approximately 5 hours per month engaged in this business most during trading hours. 6. Next Point Pickleball and UH73 Sports, non-investment related, located at 7241 W. Union Hills Drive, Glendale AZ 85308. Mr. Konkowski is a sports instructor, starting April 2021. Mr. Konkowski spends approximately 30 hours per month engaged in this business most during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 14, 2024 - October 31, 2025

NOBLE CAPITAL MARKETS, INC.

BD
CRD#: 15768
BOCA RATON, FL
Past

August 30, 2022 - December 5, 2022

EXEMPLAR CAPITAL, LLC

BD
CRD#: 155786
BOSTON, MA
Past

July 7, 2022 - February 27, 2023

EXEMPLAR WEALTH ADVISORS, LLC

RIA
CRD#: 322419
PHOENIX, AZ
Past

February 20, 2020 - August 4, 2020

OSAIC FA, INC.

RIA
CRD#: 3978
PEORIA, AZ
Past

February 18, 2020 - August 4, 2020

OSAIC FA, INC.

BD
CRD#: 3978
PEORIA, AZ
Past

July 19, 2018 - February 19, 2020

KALOS MANAGEMENT

RIA
CRD#: 133025
Peoria, AZ
Past

July 16, 2018 - February 19, 2020

KALOS CAPITAL, INC.

BD
CRD#: 44337
Scottsdale, AZ
Past

May 12, 2015 - July 26, 2018

GRADIENT SECURITIES, LLC

RIA
CRD#: 127701
Peoria, AZ
Past

May 12, 2015 - July 26, 2018

GRADIENT SECURITIES, LLC

BD
CRD#: 127701
Peoria, AZ
Past

June 5, 2012 - May 15, 2015

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
CHESTERFIELD, MO
Past

May 16, 2012 - May 14, 2015

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
PEORIA, AZ
Past

April 27, 2009 - May 25, 2012

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
PEORIA, AZ
Past

April 17, 2009 - May 25, 2012

WRP INVESTMENTS, INC.

BD
CRD#: 7365
PEORIA, AZ
Past

January 3, 2008 - April 21, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PHOENIX, AZ
Past

September 11, 2007 - April 21, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PHOENIX, AZ
Past

July 11, 2002 - September 11, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
PHOENIX, AZ
Past

September 19, 2001 - April 1, 2002

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
BIRMINGHAM, AL
Past

January 26, 2000 - September 17, 2001

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

July 27, 1999 - January 26, 2000

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past

August 17, 1998 - July 26, 1999

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

March 9, 1998 - June 10, 1998

LEGACY FINANCIAL SERVICES, INC.

BD
CRD#: 38697
PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/29/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/5/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/20/2004
General Securities Principal Examination

Current Firm

NC
NOBLE CAPITAL MARKETS, INC.
NOBLE CAPITAL MANAGEMENT INC | NOBLE LIFE SCIENCE PARTNERS | NOBLE INTERNATIONAL INVESTMENTS, INC. | NOBLE FINANCIAL CAPITAL MARKETS | NOBLE CAPITAL MARKETS, INC.

CRD#: 15768 / SEC#: , 8-32706

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Mailing Address
150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432
Phone number
(561) 994-1191
Established
Florida since 09/21/1984
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NOBLE FINANCIAL GROUP, INC.SHAREHOLDER
LEAN, DAVID JONATHANCCO3114377
PRONK, NICOLAAS PETRUSOWNER, CEO, CFO1726101

Disclosures

Regulatory Event9
Arbitration11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768

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