JL
Jon D. Landvatter
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Waukesha, WI
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CRD#: 3011054
JL
Professional summary
Jon David Landvatter is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Waukesha, Wisconsin.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jon has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SECURE FUTURES POSITION: Volunteer Money Coach NATURE: About SecureFuturesOur mission: Provide financial literacy programs and resources that empower students to make sound financial decisions.Our vision: Build strong communities where teens and their families make informed financial decisions and take control of their financial future.Our values:Empowerment: We believe young people have the power to take ownership of their financial futures. We strive to inspire them to learn and develop new skills that support their goals.Equity: We strive to advance equitable and inclusive access to financial systems, resources, and opportunities while working to address systemic barriers.Community: We believe in the power of bringing people together. Financially capable individuals and engaged citizens lead to stronger communities.Service: We lead through service and gratitude. We prioritize the needs of our students and stakeholders and respond accordingly.Integrity: We believe in doing the right thing. We practice honesty, transparency, integrity and accountability every day. SecureFutures, founded in 2006, equips teens with money management skills, tools, and mentoring so they can achieve financial capability, reach their goals, and strengthen their communities. Now in its 15th year, SecureFutures is a leader in teen financial literacy with programs that have impacted close to 90,000 teens. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2022 ADDRESS: 710 N. Plankinton Ave Suite 1400, Milwaukee WI 53203, United States DESCRIPTION: Volunteer instructor of financial literacy to teens.
CRS (Client Relationship Summary) - RIA
Click below to view Jon David Landvatter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jon David Landvatter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2015 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 15800 W. Bluemound Road Suite 105, Brookfield, WI 53005RIA
BD
CRD#: 20472
Waukesha, WI
Current
January 14, 2015 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 15800 W. Bluemound Road Suite 105, Brookfield, WI 53005RIA
BD
CRD#: 20472
Brookfield, WI
Past
October 16, 2009 - December 19, 2014
MUTUAL OF AMERICA SECURITIES LLC
BD
CRD#: 27878
MILWAUKEE, WI
Past
October 16, 2009 - December 19, 2014
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
BD
CRD#: 15356
MILWAUKEE, WI
Past
July 6, 2005 - September 28, 2009
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
PEWAUKEE, WI
Past
July 6, 2005 - September 28, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PEWAUKEE, WI
Past
April 29, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
RACINE, WI
Past
April 29, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
September 5, 2003 - March 18, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
June 29, 2000 - March 24, 2003
STRONG INVESTMENTS, INC.
BD
CRD#: 15658
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/26/2020)
RR
Arizona(6/4/2025)
RR
California(9/1/2022)
RR
Colorado(1/2/2025)
RR
Florida(8/20/2018)
RR
Georgia(10/17/2023)
RR
Illinois(5/21/2021)
RR
Iowa(7/20/2023)
RR
Kentucky(9/3/2025)
RR
Massachusetts(2/6/2023)
RR
Michigan(12/15/2022)
RR
Minnesota(8/12/2019)
RR
Nevada(2/22/2021)
RR
New Hampshire(4/16/2019)
RR
North Carolina(6/9/2020)
RR
Pennsylvania(8/24/2018)
RR
Puerto Rico(8/22/2018)
RR
Texas(2/25/2020)
IAR
Texas(8/19/2025)
RR
Wisconsin(1/14/2015)
IAR
Wisconsin(1/28/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
