CO
Christopher L. Odonnell
NORTH SOUTH CAPITAL
New Lenox, IL 60451
Some features on this profile are disabled
CRD#: 3010853
CO
Professional summary
Christopher L Odonnell is a registered financial advisor currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 3 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Chris O'Donnell as agent. Yes investment related. 321 West Maple Street, Suite 100, New Lenox, IL. 60451. Fixed life insurance sales as of 2/3/23. 2 hours per month, 0 hours during trading hours. Life insurance agent.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher L Odonnell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher L Odonnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2009 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451-4409Office #3: 321 West Maple Street Suite 100, New Lenox, IL 60451RIA
BD
CRD#: 148158
New Lenox, IL
Current
April 16, 2009 - Present
NORTH SOUTH CAPITAL, LLC
Office #1: 321 West Maple Street Suite 100, New Lenox, IL 60451Office #2: 321 West Maple Street Suite 100, New Lenox, IL 60451-4409Office #3: 321 West Maple Street Suite 100, New Lenox, IL 60451RIA
BD
CRD#: 148158
New Lenox, IL
Past
May 14, 2007 - June 17, 2008
PODESTA & CO.
BD
CRD#: 13140
CHICAGO, IL
Past
September 12, 2002 - December 14, 2006
KWS ASSOCIATES, INC.
BD
CRD#: 28264
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2014)
RR
Colorado(8/27/2012)
RR
Georgia(2/2/2017)
IAR
Illinois(2/13/2009)
RR
Illinois(4/30/2009)
IAR
Indiana(8/18/2009)
RR
Indiana(9/11/2009)
RR
Kansas(11/10/2009)
RR
Michigan(1/24/2017)
RR
New Jersey(2/13/2017)
RR
Ohio(1/24/2017)
RR
Pennsylvania(1/30/2017)
RR
Texas(8/7/2009)
IAR
Texas(8/7/2009)
RR
Wisconsin(2/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/25/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NORTH SOUTH CAPITAL, LLC
NORTH SOUTH CAPITAL, LLC
CRD#: 148158 / SEC#: , 8-67979
Illinois
Registered Investment Advisory firm - SEC (2/13/2009 Approved)Indiana
Registered Investment Advisory firm - SEC (8/18/2009 Approved)Texas
Registered Investment Advisory firm - SEC (8/7/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
321 West Maple Street Suite 100, New Lenox, IL 60451-4409
Mailing Address
321 West Maple Street Suite 201, New Lenox, IL 60451
Phone number
(312) 445-5400
Established
Illinois since 06/20/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
8
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 25,887,891 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
