Gerard E. Farco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Eugene Farco, who also goes by Gerard E Farco, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1998. Gerard had worked at 2 firms and has passed the Series 7A exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2012 - May 10, 2018
QUATTRO M SECURITIES INC.
January 29, 1998 - October 16, 2012
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7A
Date: 4/24/2002
Floor Broker Representative ExamCurrent Firm
QUATTRO M SECURITIES INC.
CRD#: 39289 / SEC#: , 8-48629
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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