Joseph A. Mccabe
Professional summary
Joseph Anthony Mccabe, AIF® is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 3 firms and has passed the Series 63, Series 7TO, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Mccabe's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2026 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456May 5, 2003 - September 27, 2013
SEI INVESTMENTS DISTRIBUTION CO.
October 1, 1999 - April 28, 2000
WELLS FARGO CLEARING SERVICES, LLC
March 13, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/26/2026
General Securities Representative ExaminationFINRA
Current Firm
SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CORKERY, HEATHER MAJCZAN | DIRECTOR | 6896886 |
| GARCIA, GABRIEL | DIRECTOR | 2500963 |
| HUM, ROBERT M | DIRECTOR, PRESIDENT, CEO | 5716140 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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