Michael G. Vincelli

XP INVESTMENTS US

New York, NY 10036

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CRD#: 3010354

Professional summary

Michael G Vincelli, who also goes by Michael G VIncelli, Michael Genaro Vincelli, Mike Vincelli, is a registered financial professional currently at XP INVESTMENTS US, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

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Aliases

Michael G Vincelli | Michael Genaro Vincelli | Mike Vincelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael G Vincelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2020 - Present

XP INVESTMENTS US, LLC

Office #1: 55 West 46th Street 30th Floor, New York, NY 10036

CRD#: 156691

New York, NY

Past

November 5, 2018 - November 25, 2020

BRASIL PLURAL SECURITIES LLC

CRD#: 159384

NEW YORK, NY

Past

June 8, 2018 - October 25, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

REDMOND, WA

Past

June 17, 2014 - May 21, 2018

BRASIL PLURAL SECURITIES LLC

CRD#: 159384

Bellevue, WA

Past

June 21, 2010 - March 14, 2014

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 12, 2009 - April 30, 2010

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

July 13, 1999 - December 7, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/1/2020)

Exams

State Security Law Exam

Series 63

Date: 5/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/25/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/7/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

XP INVESTMENTS US, LLC

CRD#: 156691 / SEC#: , 8-68817

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 West 46th Street 30th Floor, New York, NY 10036

Mailing Address

701 Brickell Avenue #2120, Miami, FL 33131

Phone number

(786) 732-1100

Established

Delaware since 12/29/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
XP HOLDING INTERNATIONAL, LLC	PARENT COMPANY
COSTA, JOSE EDUARDO	CHIEF EXECUTIVE OFFICER	4983100
GOMEZ, ADELIA MARIEL	CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER	5477182
SINGER, STEVEN FREDERIC	PRINCIPAL FINANCIAL OFFICER	2360737
WILSON, JARED RYAN	CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER	5322068

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Michael G. Vincelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael G Vincelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRASIL PLURAL SECURITIES LLC

J.P. MORGAN SECURITIES LLC

BRASIL PLURAL SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

UBS SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/10/2001

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/25/2000

Series 7

Date: 7/12/1999

Series 24

Date: 11/7/2015

FINRA

Current Firm

XP INVESTMENTS US, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

XP INVESTMENTS US, LLC

TRUST BUT VERIFY

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