Imran F. Mukati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Imran Farooq Mukati was a registered financial advisor .
Imran is a previously registered financial advisor and started their career in finance in 2001. Imran had worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2017 - April 16, 2020
CABRERA CAPITAL MARKETS, LLC
March 3, 2014 - August 15, 2016
FAIRBRIDGE CAPITAL MARKETS
June 22, 2006 - June 30, 2014
ANDES CAPITAL GROUP, LLC
February 22, 2002 - May 1, 2006
MORGAN STANLEY DW INC.
October 18, 2001 - May 1, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
