Joseph J. Scouloukas
Professional summary
Joseph John Scouloukas, who also goes by Joe Scouloukas, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Parma, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph John Scouloukas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph John Scouloukas's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 1185 Rockside Road, Parma, OH 44134September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 1185 Rockside Road, Parma, OH 44134October 31, 2005 - September 1, 2023
OSAIC SERVICES, INC.
October 31, 2005 - September 1, 2023
OSAIC SERVICES, INC.
September 30, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 20, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 27, 2001 - March 27, 2002
LPL FINANCIAL LLC
November 4, 1998 - March 14, 2001
SUNAMERICA SECURITIES, INC.
March 23, 1998 - October 30, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(10/2/2024)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(11/20/2024)
(9/1/2023)
(9/1/2023)
(9/1/2023)
(2/20/2025)
(9/1/2023)
(9/1/2023)
(9/1/2023)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.