Brandon P. Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon P Phillips, CFP®, who also goes by Brandon Paul Phillips, Brandon Phillips, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1998. Brandon had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2019 - July 9, 2020
PNC MANAGED ACCOUNT SOLUTIONS, INC.
January 8, 2019 - July 9, 2020
BBVA SECURITIES INC.
June 1, 2009 - August 19, 2009
MORGAN STANLEY
June 1, 2009 - August 19, 2009
MORGAN STANLEY
September 28, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 12, 2003 - July 27, 2006
EDWARD JONES
January 17, 2002 - August 1, 2003
PRINCIPAL SECURITIES, INC.
January 9, 2001 - January 16, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 13, 2000 - July 12, 2000
BRIGHTSIDE INVESTMENTS, INC.
March 5, 1998 - May 1, 1998
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/8/2019
General Securities Representative ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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