Peter A. Wisniewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Alan Wisniewski was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1998. Peter had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2021 - June 17, 2022
SEA OTTER SECURITIES GROUP LLC
October 7, 2020 - January 7, 2021
GALAXY DIGITAL PARTNERS LLC
January 12, 2016 - September 4, 2018
SEA OTTER SECURITIES GROUP LLC
April 22, 2003 - April 18, 2005
DEUTSCHE BANK SECURITIES INC.
August 20, 1998 - April 21, 2003
SAL EQUITY TRADING, GP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/19/2001
Limited Representative-Equity Trader ExamCurrent Firm
SEA OTTER SECURITIES GROUP LLC
CRD#: 171630 / SEC#: , 8-69472
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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