Michael F. Mikelic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Frank Mikelic was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2015 - December 31, 2017
WEALTHFORGE SECURITIES, LLC
May 29, 2007 - January 29, 2009
SAL. OPPENHEIM JR. & CIE. SECURITIES INC.
February 22, 2005 - May 14, 2007
NATIXIS SECURITIES NORTH AMERICA INC.
October 25, 2004 - November 1, 2004
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
January 2, 2002 - October 19, 2004
JULIUS BAER SECURITIES INC.
August 2, 2001 - November 27, 2001
UNICREDIT CAPITAL MARKETS LLC
April 20, 1998 - July 31, 2001
CA IB SECURITIES (NEW YORK) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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