Edward P. Schmitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Paul Schmitzer, CFP®, who also goes by Edward P Schmitzer, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2006. Edward had worked at 1 firm and has passed the Series 65 exam.
Core Areas of Focus
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1989
Experience
August 22, 2006 - February 6, 2024
RIVER CAPITAL ADVISORS, LC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
RIVER CAPITAL ADVISORS, LC
CRD#: 133706 / SEC#: 801-64178
Contact information
Regulatory assets under management
| Total Number of Accounts | 666 |
| AUM (Assets Under Management) | $ 293,612,744 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
