Darren F. Pendleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Franklin Pendleton, who also goes by Darren F Pendleton, was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1998. Darren had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2014 - February 3, 2020
CORE WEALTH CONSULTANTS, LLC
October 5, 2009 - April 8, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - April 8, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
January 21, 2004 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
January 21, 2004 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
November 25, 2003 - February 4, 2004
SECURIAN FINANCIAL SERVICES, INC.
November 25, 2003 - February 4, 2004
SECURIAN FINANCIAL SERVICES, INC.
August 9, 2001 - November 10, 2003
INTREPID FINANCIAL PLANNING GROUP, LLC
July 18, 2000 - October 16, 2003
WATERSTONE FINANCIAL GROUP, INC.
July 24, 1998 - June 26, 2000
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORE WEALTH CONSULTANTS, LLC
CRD#: 165246 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 137 |
| AUM (Assets Under Management) | $ 35,750,000 |
Red Flags
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