Erin A. Gibbons

UNITED ASSET STRATEGIES

Garden City, NY 11530

Some features on this profile are disabled

CRD#: 3009438

Professional summary

Erin Albiez Gibbons, CFP® is a registered financial advisor currently at UNITED ASSET STRATEGIES INC. located in Garden City, New York.

Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Erin has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) UNITED FINANCIAL GROUP, LTD., INVESTMENT RELATED; 377 OAK STREET, SUITE 403, GARDEN CITY, NEW YORK 11530; INSURANCE AGENT; 09/20/2013; TEN HOURS PER MONTH; TEN HOURS PER MONTH DURING SECURITIES TRADING HOURS; (2) DOMINICAN VILLAGE, NON-INVESTMENT RELATED; 565 ALBANY AVENUE, AMITYVILLE, NEW YORK 11701; NOT-FOR-PROFIT INDEPENDENT AND ASSISTED LIVING FACILITY; MEMBER OF THE BOARD OF DIRECTORS; 10/2014; FOUR HOURS PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Albiez Gibbons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

November 29, 2018 - Present

UNITED ASSET STRATEGIES INC.

Office #1: 377 Oak Street Suite 403, Garden City, NY 11530

RIA

CRD#: 107434

Garden City, NY

Past

October 3, 2013 - February 25, 2014

UNITED FINANCIAL GROUP, LTD

CRD#: 43250

GARDEN CITY, NY

Past

May 5, 2011 - September 25, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

HAUPPAUGE, NY

Past

May 5, 2011 - September 25, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

HAUPPAUGE, NY

Past

March 29, 2007 - May 13, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SMITHTOWN, NY

Past

November 1, 2000 - December 31, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SMITHTOWN, NY

Past

September 21, 2000 - May 13, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SMITHTOWN, NY

Past

July 9, 1999 - July 31, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 25, 1998 - May 24, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 25, 1998 - May 24, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED ASSET STRATEGIES INC.

CRD#: 107434 / SEC#: 801-41464

RIA

Registered Investment Advisory firm - (6/9/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/29/2018)

IAR

New York
(7/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/22/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/16/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 5/31/2006

General Securities Sales Supervisor - General Module Examination

Current Firm

UNITED ASSET STRATEGIES INC.

CRD#: 107434 / SEC#: 801-41464

RIA

Registered Investment Advisory firm - (6/9/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

377 Oak Street Suite 403, Garden City, NY 11530

Mailing Address

Phone number

(516) 222-0021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 FIRM BROCHURE AND BROCHURE SUPPLEMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,029
AUM (Assets Under Management)	$ 1,844,600,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/13/2025	Cover Page	Report
01/27/2025	Cover Page	Report
09/04/2024	Cover Page	Report
12/20/2023	Cover Page	Report
01/23/2023	Cover Page	Report
05/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erin A. Gibbons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erin Albiez Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED FINANCIAL GROUP, LTD

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PRUDENTIAL EQUITY GROUP, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

UNITED ASSET STRATEGIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1999

Series 63

Date: 4/16/1998

Series 7

Date: 6/22/1998

Series 9

Date: 8/16/2006

Series 10

Date: 5/31/2006

Current Firm

UNITED ASSET STRATEGIES INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED ASSET STRATEGIES INC.

TRUST BUT VERIFY

Similar Advisors