JS
Joseph H. Shin
BESSEMER INVESTOR SERVICES
Chicago, IL 60602-4213
Some features on this profile are disabled
CRD#: 3009434
JS
Professional summary
Joseph Hyungsun Shin, who also goes by Joe Shin, is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in Chicago, Illinois.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joe Shin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Hyungsun Shin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2006 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 70 West Madison Street Suite 4900, Chicago, IL 60602-4213BD
CRD#: 17442
Chicago, IL
Past
September 10, 2004 - August 15, 2006
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Past
September 10, 2004 - August 15, 2006
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
NEW YORK, NY
Past
June 20, 2002 - August 30, 2004
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
LOWER MAKEFIELD, PA
Past
April 30, 1999 - August 30, 2004
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
April 20, 1998 - February 17, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 20, 1998 - February 17, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/30/2006)
RR
Arkansas(5/5/2011)
RR
California(8/30/2006)
RR
Colorado(5/5/2011)
RR
Connecticut(8/30/2006)
RR
Delaware(8/30/2006)
RR
District of Columbia(8/30/2006)
RR
Florida(8/30/2006)
RR
Georgia(8/30/2006)
RR
Idaho(8/30/2006)
RR
Illinois(8/30/2006)
RR
Indiana(8/30/2006)
RR
Iowa(1/21/2016)
RR
Kansas(10/24/2016)
RR
Louisiana(8/30/2006)
RR
Maine(8/30/2006)
RR
Maryland(8/30/2006)
RR
Massachusetts(8/30/2006)
RR
Michigan(10/24/2016)
RR
Minnesota(2/5/2008)
RR
Missouri(8/30/2006)
RR
Montana(10/24/2016)
RR
Nebraska(7/2/2018)
RR
Nevada(8/30/2006)
RR
New Hampshire(5/5/2011)
RR
New Jersey(5/5/2011)
RR
New Mexico(10/4/2017)
RR
New York(8/30/2006)
RR
North Carolina(8/30/2006)
RR
North Dakota(10/4/2017)
RR
Ohio(8/31/2006)
RR
Oregon(8/30/2006)
RR
Pennsylvania(8/30/2006)
RR
Rhode Island(5/5/2011)
RR
South Carolina(5/5/2011)
RR
South Dakota(10/4/2017)
RR
Tennessee(5/5/2011)
RR
Texas(8/30/2006)
RR
Utah(8/30/2006)
RR
Vermont(8/30/2006)
RR
Virginia(8/30/2006)
RR
Washington(8/30/2006)
RR
Wisconsin(1/21/2016)
RR
Wyoming(5/5/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BESSEMER INVESTOR SERVICES, INC.
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Phone number
(212) 708-9100
Established
Delaware since 04/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
