Murray Bass
Professional summary
Murray Bass III, who also goes by Murray Bass, is a registered financial professional currently at HERNDON PLANT OAKLEY, LTD. located in Corpus Christi, Texas.
Murray is registered as a RR (Registered Representative) and started their career in finance in 1998. Murray has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Murray Bass III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2005 - Present
HERNDON PLANT OAKLEY, LTD.
Office #1: 800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401June 22, 2004 - March 29, 2005
TOWER SQUARE SECURITIES, INC.
October 25, 2001 - June 18, 2004
WS GRIFFITH SECURITIES, INC.
July 19, 2000 - November 1, 2001
VOYA FINANCIAL ADVISORS, INC.
March 16, 1998 - June 30, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2005)
Exams
FINRA
Current Firm
HERNDON PLANT OAKLEY, LTD.
CRD#: 44971 / SEC#: 801-55675, 8-50912
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 268 |
| AUM (Assets Under Management) | $ 92,904,841 |
Red Flags
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