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MN

Matthew A. Nigg

QUARTZ PARTNERS INVESTMENT MANAGEMENT
BLOOMINGTON, IN
Some features on this profile are disabled
CRD#: 3009191
MN

Professional summary

Matthew Alan Nigg is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Bloomington, Indiana and ETICO PARTNERS, LLC located in Saratoga Springs, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 30 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Grand Ave Pharmacy-non investment related-1615 Grand Ave Parkway, Pflugerville, TX 78660- Pharmacy-Sales Rep-no title-Jan2025-40 hours per month-30 hours per month during trading hours. Sales rep for pharmacy brining in new prescription customers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Nigg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2023 - Present

QUARTZ PARTNERS INVESTMENT MANAGEMENT

RIA
CRD#: 174327
BLOOMINGTON, IN
Current

January 30, 2018 - Present

ETICO PARTNERS, LLC

Office #1: 19 Railroad Pl, Ste 202, Saratoga Springs, NY 12866
BD
CRD#: 122481
Saratoga Springs, NY
Past

January 18, 2011 - October 24, 2023

ETICO WEALTH MANAGEMENT LLC

RIA
CRD#: 151046
BLOOMINGTON, IN
Past

January 11, 2011 - January 8, 2018

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

September 8, 2006 - December 13, 2010

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
BLOOMINGTON, IN
Past

November 24, 1998 - December 31, 2002

BTS ASSET MANAGEMENT, INC.

RIA
CRD#: 105215
LOOGOOTEE, IN
Past

March 2, 1998 - December 13, 2010

WRP INVESTMENTS, INC.

BD
CRD#: 7365
BLOOMINGTON, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QP
QUARTZ PARTNERS INVESTMENT MANAGEMENT
ADAPTINVESTING | QUARTZ PARTNERS, LLC | QUARTZ PARTNERS RETIREMENT PLAN SERVICES | QUARTZ PARTNERS INVESTMENT MANAGEMENT | QUARTZ PARTNERS | MOSS BLUFF MANAGEMENT | FLORENCE WEALTH | ETICO PRIVATE WEALTH | ETICO | CAMERON HARROD WEALTH MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA
Registered Investment Advisory firm - (1/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/10/2022)
RR
Indiana
(1/30/2018)
IAR
Indiana
(5/2/2023)
RR
Nevada
(5/25/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/20/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/27/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/27/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 6/16/2009
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

QP
QUARTZ PARTNERS INVESTMENT MANAGEMENT
ADAPTINVESTING | QUARTZ PARTNERS, LLC | QUARTZ PARTNERS RETIREMENT PLAN SERVICES | QUARTZ PARTNERS INVESTMENT MANAGEMENT | QUARTZ PARTNERS | MOSS BLUFF MANAGEMENT | FLORENCE WEALTH | ETICO PRIVATE WEALTH | ETICO | CAMERON HARROD WEALTH MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA
Registered Investment Advisory firm - (1/20/2015 Approved)
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Contact information

Main Address
19 Railroad Place Suite 202, Saratoga Springs, NY 12866
Mailing Address
Phone number
(800) 433-0422
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

QUARTZ PARTNERS ADV PART 2A: CLIENT BROCHURE (3/31/2025)
QUARTZ PARTNERS WRAP BROCHURE (3/31/2025)
ETICO ADV 2A PRIVATE CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,124
AUM (Assets Under Management)$ 281,034,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327Bloomington, IN

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