Marilee A. Falco
CW ADVISORS
Bethlehem, PA 18018
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CRD#: 3009182
Professional summary
Marilee Anne Falco, CFP®, ChFC® is a registered financial advisor currently at CW ADVISORS, LLC located in Bethlehem, Pennsylvania.
Marilee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marilee has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Biography
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JoycePayne Partners as a firm has repeatedly been ranked as one of the Top 250 Financial Advisors by Worth Magazine, one of the Top 100 Financial Advisors by Barron’s, one of the Top 150 Financial Advisors for Doctors by Medical Economics, and was recently named to the inaugural list of Best Financial Advisers for Dentists by Dental Practice Management. Marilee is very active in the local Lehigh Valley community and was recently named a “Woman of Influence” by Lehigh Valley Business. She serves on the Board of Governors for the Greater Lehigh Valley Chamber of Commerce and the Chamber Foundation Board. In addition, Marilee serves on the Women’s Leadership Council of the United Way of the Greater Lehigh Valley and serves as Board Treasurer for the Bethlehem YWCA.
Question & Answer
What are your service offerings?
Insurance Planning
Education Planning
Retirement Planning
Estate Planning
Investment Planning
Employee and Employer Plan Ben...
Retirement Income Management
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Medical Professionals
Retirement Plan Investment Adv...
Women's Financial Planning Iss...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Marilee Anne Falco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
August 16, 2024 - Present
CW ADVISORS, LLC
Office #1: 74 West Broad Street Suite 340, Bethlehem, PA 18018RIA
CRD#: 310873
Bethlehem, PA
Past
May 24, 2012 - August 28, 2024
AGILI, P.C.
RIA
CRD#: 107664
RICHMOND, VA
Past
April 30, 2010 - March 4, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
BETHLEHEM, PA
Past
April 30, 2010 - March 4, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
BETHLEHEM, PA
Past
June 1, 2009 - April 30, 2010
MORGAN STANLEY
BD
CRD#: 149777
ALLENTOWN, PA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ALLENTOWN, PA
Past
February 18, 1998 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
ALLENTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CW ADVISORS, LLC
CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
RIA
Registered Investment Advisory firm - (10/21/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(8/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CW ADVISORS, LLC
CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
RIA
Registered Investment Advisory firm - (10/21/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd 3rd Floor, Boston, MA 02210
Mailing Address
Phone number
(617) 428-7600
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,836 |
| AUM (Assets Under Management) | $ 9,301,984,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 07/02/2024 | ||
| 09/20/2023 |
Red Flags
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Company Information
CW ADVISORS, LLC
CRD#: 310873Bethlehem, PA 18018TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
