Eric L. Baurichter
Professional summary
Eric Lind Baurichter is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 6 firms and has passed the Series 63, Series 7TO, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Lind Baurichter's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2022 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606October 14, 2016 - December 31, 2016
IFS SECURITIES
November 6, 2012 - June 23, 2016
LAWSON FINANCIAL CORPORATION
November 19, 2001 - October 10, 2012
WOLFE & HURST BOND BROKERS INC.
September 27, 2001 - November 1, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
September 30, 1998 - October 31, 2001
R.W. SMITH & ASSOCIATES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2022)
Exams
Series 7TO
Date: 7/12/2022
General Securities Representative ExaminationFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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