GF
Gregory A. Farland
ALLIANCE PRIVATE WEALTH
North Reading, MA 01864
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CRD#: 3009034
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Professional summary
Gregory Alfred Farland, AIF®, CFP® is a registered financial advisor currently at ALLIANCE PRIVATE WEALTH, LLC located in North Reading, Massachusetts.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gregory has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE SALES, AS AN AGENT, UNDER THE NAME 'ALLIANCE PRIVATE WEALTH'; AS OF 01/01/2014; APPROXIMATELY 2% TIME SPENT DURING REGULAR BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 2. PROVIDING INSURANCE EVALUATION SERVICES THROUGH UNAFFILIATED OUTSIDE AGENCIES UNDER THE NAME 'ALLIANCE PRIVATE WEALTH'; AS OF 08/20/2014; APPROXIMATELY 3% TIME SPENT DURING REGULAR BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3. OWNER, DOCTORS PARK REALTY, LLC, AN ENTITY CREATED FOR THE PURPOSE OF RENTING COMMERCIAL PROPERTY REAL ESTATE AT 1248 WATERBURY RD, STOWE, VT, AS OF 09/2019; 1% TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 4. JAMES F. KELLEHER CPA LLC; NOT INVESTMENT RELATED; 200 PARK STREET NORTH READING MA 01864; CPA FIRM; OWNER; SINCE 1/2010; 0 HOURS DEVOTED TO THIS BUSINESS; 0 HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS. 5. IAR OF ALLIANCE PRIVATE WEALTH, LLC OFFERING FINANCIAL & EXIT PLANNING SERVICES; 5% SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alfred Farland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
January 4, 2022 - Present
ALLIANCE PRIVATE WEALTH, LLC
Office #1: 200 Park St, North Reading, MA 01864RIA
CRD#: 316612
North Reading, MA
Past
January 9, 2007 - July 1, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
NORTH READING, MA
Past
January 5, 2007 - December 31, 2013
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
NORTH READING, MA
Past
October 4, 2006 - October 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
READING, MA
Past
March 11, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 11, 1998 - January 5, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
READING, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ALLIANCE PRIVATE WEALTH, LLC
ALLIANCE PRIVATE WEALTH, LLC
CRD#: 316612 / SEC#: 801-133775
RIA
Registered Investment Advisory firm - (6/27/2025 Approved)Massachusetts
Registered Investment Advisory firm - (10/9/2025 Termination Requested)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AP
ALLIANCE PRIVATE WEALTH, LLC
ALLIANCE PRIVATE WEALTH, LLC
CRD#: 316612 / SEC#: 801-133775
RIA
Registered Investment Advisory firm - (6/27/2025 Approved)Massachusetts
Registered Investment Advisory firm - (10/9/2025 Termination Requested)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Park St, North Reading, MA 01864
Mailing Address
Phone number
(978) 276-1300
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 564 |
| AUM (Assets Under Management) | $ 449,593,371 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE PRIVATE WEALTH, LLC
CRD#: 316612North Reading, MA 01864TRUST BUT VERIFY
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