John J. Kim

BOK FINANCIAL PRIVATE WEALTH

Denver, CO 80202

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CRD#: 3008943

Professional summary

John Joo Kim, CFP®, who also goes by John Kim, Youn J Kim, Youn Joo Kim, Youn Kim, is a registered financial advisor currently at BOK FINANCIAL PRIVATE WEALTH, INC. located in Denver, Colorado and BOK FINANCIAL SECURITIES, INC. located in Denver, Colorado.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Kim | Youn J Kim | Youn Joo Kim | Youn Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 08/26/2019, 152 hours per month allocated to UMB Bank during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joo Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

October 27, 2025 - Present

BOK FINANCIAL PRIVATE WEALTH, INC.

Office #1: 1600 Broadway 4th Floor, Denver, CO 80202

RIA

CRD#: 106733

Denver, CO

Current

October 30, 2025 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 1600 Broadway 1st 3rd, 4th, 15th Fls. & Ste. 1800, Denver, CO, 80202

RIA

CRD#: 17530

Denver, CO

Current

October 27, 2025 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 1600 Broadway 1st 3rd, 4th, 15th Fls. & Ste. 1800, Denver, CO, 80202

RIA

CRD#: 17530

Denver, CO

Past

November 7, 2024 - October 17, 2025

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

Denver, CO

Past

November 7, 2024 - October 17, 2025

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

Denver, CO

Past

February 28, 2024 - November 5, 2024

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

DENVER, CO

Past

February 21, 2024 - November 5, 2024

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

DENVER, CO

Past

June 28, 2019 - August 16, 2019

BOK FINANCIAL PRIVATE WEALTH, INC.

RIA

CRD#: 106733

DENVER, CO

Past

March 3, 2016 - August 19, 2019

COBIZ WEALTH

RIA

CRD#: 125910

DENVER, CO

Past

May 10, 2004 - July 24, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 24, 2003 - April 15, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

January 2, 2003 - March 11, 2003

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

April 7, 1998 - August 9, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/27/2025)

IAR

Colorado
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/25/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/21/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/2/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

CRD#: 106733 / SEC#: 801-51401

RIA

Registered Investment Advisory firm - (3/6/1996 Approved)

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Contact information

Main Address

1600 Broadway 4th Floor, Denver, CO 80202

Mailing Address

Phone number

(303) 539-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOK FINANCIAL PRIVATE WEALTH, INC., FORM ADV PART 2A JUNE 2025 (6/17/2025)

Regulatory assets under management

Total Number of Accounts	2,179
AUM (Assets Under Management)	$ 3,185,223,176

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joo Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

BOK FINANCIAL PRIVATE WEALTH, INC.

COBIZ WEALTH

CITIGROUP GLOBAL MARKETS INC.

A. G. EDWARDS & SONS, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BOK FINANCIAL PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/2024

Series 7TO

Date: 2/21/2024

SIE

Date: 2/2/2024

Series 7

Date: 4/6/1998

FINRA

Current Firm

BOK FINANCIAL PRIVATE WEALTH, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BOK FINANCIAL PRIVATE WEALTH, INC.

TRUST BUT VERIFY

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