PU
Patrick A. Ungashick
PERSIUM ADVISORS
Atlanta, GA 30328
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CRD#: 3008861
PU
Professional summary
Patrick Andrew Ungashick is a registered financial advisor currently at PERSIUM ADVISORS, LLC located in Atlanta, Georgia.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Patrick has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CAMARILLO PRESS, ATLANTA, GA; NOT INVEST. RELATED; SELF-PUBLISHING - DANCE IN THE END ZONE; 1/2009 TO PRESENT; 2 TO 4 HRS/MTH WITH 0 HRS/MTH DURING TRADING HRS. 2. BOOKLOGIX, ATLANTA, GA; NOT INVEST. RELATED; SELF-PUBLISHING - A TALE OF TWO OWNERS; 11/2016 TO PRESENT; 2 TO 4 HRS/MTH WITH 0 HRS/MTH DURING TRADING HRS. 3. NAVIX HOLDINGS, LLC; NOT INVESTMENT RELATED; 2100 RIVEREDGE PARKWAY, SUITE 1230, ATLANTA, GA 30328; DEVELOPS EXIT PLANNING TOOLS THAT ARE LEASED TO PERSIUM CONSULTING, LLC.; OWNER; DEC 2014 TO PRESENT; LESS THAN 20 HRS/MTH, ALL DURING TRADING HOURS. 4. ASCENT ADVISORY PARTNERS, LLC; NOT INVESTMENT RELATED; 2100 RIVEREDGE PARKWAY, SUITE 1230, ATLANTA, GA 30328; PROVIDES MERGER AND ACQUISITION AND STRATEGIC ADVISORY SERVICES TO FAMILY AND FOUNDER-OWNER COMPANIES; OWNER; SEPT 2019 TO PRESENT; LESS THAN 20 HRS/MTH, ALL DURING TRADING HOURS. 5. PALMARES CAPITAL PARTNERS, LLC; INVESTMENT RELATED; 2100 RIVEREDGE PARKWAY, SUITE 1230, ATLANTA, GA 30328; PROVIDES INVESTMENT CAPITAL TO LOWER MIDDLE MARKET COMPANIES; OWNER; 2015 TO PRESENT; LESS THAN 5 HRS/MTH, ALL DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Andrew Ungashick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2010 - Present
PERSIUM ADVISORS, LLC
Office #1: 2100 Riveredge Parkway Suite 1230, Atlanta, GA 30328RIA
CRD#: 128335
Atlanta, GA
Past
March 19, 2004 - April 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ATLANTA, GA
Past
March 19, 2004 - April 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ATLANTA, GA
Past
April 23, 2003 - February 17, 2004
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ATLANTA, GA
Past
July 14, 1998 - February 17, 2004
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 14, 1998 - February 17, 2004
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
February 18, 1998 - May 6, 1998
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PERSIUM ADVISORS, LLC
MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC
CRD#: 128335 / SEC#: 801-71127
RIA
Registered Investment Advisory firm - (3/9/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(4/9/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
PA
PERSIUM ADVISORS, LLC
MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC
CRD#: 128335 / SEC#: 801-71127
RIA
Registered Investment Advisory firm - (3/9/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2100 Riveredge Parkway Suite 1230, Atlanta, GA 30328
Mailing Address
Phone number
(678) 322-3000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 421 |
| AUM (Assets Under Management) | $ 456,271,837 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/16/2025 | ||
| 08/06/2024 |
Red Flags
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