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MR

Michael G. Rinaldi

Some features on this profile are disabled
CRD#: 3008708
MR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Glenn Rinaldi, AIF®, who also goes by Michael Rinaldi, Mike Rinaldi, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Rinaldi | Mike Rinaldi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Past

February 28, 2024 - April 3, 2026

ENZA FINANCIAL, LLC

RIA
CRD#: 315827
INDEPENDENCE, OH
Past

February 23, 2024 - February 28, 2024

M HOLDINGS SECURITIES, INC.

RIA
CRD#: 43285
INDEPENDENCE, OH
Past

February 2, 2024 - April 1, 2026

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
INDEPENDENCE, OH
Past

July 1, 2022 - February 9, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
BRECKSVILLE, OH
Past

June 20, 2022 - January 24, 2024

RETURN ON LIFE WEALTH PARTNERS

RIA
CRD#: 112879
CLEVELAND, OH
Past

June 17, 2022 - February 9, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
BRECKSVILLE, OH
Past

March 14, 2014 - May 18, 2022

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

January 2, 2013 - March 17, 2014

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
SPRINGFIELD, MA
Past

January 1, 2009 - January 2, 2013

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

BD
CRD#: 37819
CUMMING, GA
Past

June 9, 1999 - January 1, 2009

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
CUMMING, GA
Past

June 24, 1998 - May 5, 1999

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
ENZA FINANCIAL, LLC
ENZA FINANCIAL, LLC

CRD#: 315827 / SEC#: 801-125885

RIA
Registered Investment Advisory firm - (6/16/2022 Approved)
Louisiana
Registered Investment Advisory firm - (6/29/2022 Terminated)
Ohio
Registered Investment Advisory firm - (6/29/2022 Terminated)
Texas
Registered Investment Advisory firm - (6/29/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/18/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/31/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/2/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EF
ENZA FINANCIAL, LLC
ENZA FINANCIAL, LLC

CRD#: 315827 / SEC#: 801-125885

RIA
Registered Investment Advisory firm - (6/16/2022 Approved)
Louisiana
Registered Investment Advisory firm - (6/29/2022 Terminated)
Ohio
Registered Investment Advisory firm - (6/29/2022 Terminated)
Texas
Registered Investment Advisory firm - (6/29/2022 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6450 Rockside Woods Blvd S Suite 150, Independence, OH 44131
Mailing Address
Phone number
(216) 236-0700
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENZA FINANCIAL, LLC - DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts271
AUM (Assets Under Management)$ 146,474,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENZA FINANCIAL, LLC

CRD#: 315827

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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