Dina Santoro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dina Santoro, who also goes by Dina Farnan, was a registered financial professional .
Dina is a previously registered financial professional and started their career in finance in 1998. Dina had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2017 - January 5, 2023
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 23, 2005 - July 13, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 15, 2001 - December 12, 2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 1, 2001 - June 15, 2001
J.P. MORGAN SECURITIES INC.
February 26, 2001 - May 1, 2001
JPMSI
March 24, 1998 - April 14, 2000
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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