Russell D. Stansell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Dean Stansell was a registered financial advisor .
Russell is a previously registered financial advisor and started their career in finance in 1998. Russell had worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2007 - June 3, 2013
INVEST FINANCIAL CORPORATION
January 25, 2007 - June 3, 2013
INVEST FINANCIAL CORPORATION
January 4, 2006 - January 4, 2007
MONEY CONCEPTS CAPITAL CORP
January 4, 2006 - January 4, 2007
MONEY CONCEPTS CAPITAL CORP
February 7, 2005 - January 3, 2006
KOVACK SECURITIES INC.
February 2, 2005 - January 3, 2006
KOVACK SECURITIES INC.
March 25, 2003 - December 31, 2004
WRP INVESTMENTS, INC.
February 20, 2003 - December 31, 2004
WRP INVESTMENTS, INC.
January 17, 2003 - February 13, 2003
QUESTAR CAPITAL CORPORATION
January 2, 2003 - February 13, 2003
QUESTAR CAPITAL CORPORATION
January 4, 2000 - December 31, 2002
THE INVESTMENT CENTER, INC.
April 2, 1998 - December 31, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVEST FINANCIAL CORPORATION
CRD#: 12984 / SEC#: 801-56411, 8-27691
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL PLANNING HOLDINGS, INC. | SHAREHOLDER | |
| COLEMAN, CAREN LESLIE | VICE PRESIDENT | 4298287 |
| COLLINS, MAURA KATHRYN | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER - NATIONAL PLANNING HOLDINGS | 4761732 |
| DOWDEN, STEVEN HOWARD | PRESIDENT, CEO, DIRECTOR; NPH PRESIDENT & CEO | 2666894 |
| GUNDERSON, GERRY A | NPH GENERAL COUNSEL & SVP OF REGULATORY AFFAIRS | 2448501 |
| HARRIS, BRADLEY OLAN | DIRECTOR | 6589930 |
| LAMBRECHTS, VANESSA MARIE RODRIGUEZ | VP, FINOP, CONTROLLER | 4800775 |
| MCCALLOP, PATRICIA ANN | NPH AND NPC SVP & CHIEF COMPLIANCE OFFICER | 5059176 |
| MILLER, JAMES PETER | NPH SVP, OPERATIONS; INTERIM CHIEF OPERATIONS OFFICER-INVEST | 1955960 |
| WHITED, SANDRA RENEE | CCO-INVEST; 1ST VICE PRESIDENT-COMPLIANCE | 2444134 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 20 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
