Christopher M. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Martin Kennedy, who also goes by Christopher M Kennedy, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2021 - April 25, 2022
FRANKLIN DISTRIBUTORS, LLC
July 7, 2021 - August 5, 2021
FRANKLIN DISTRIBUTORS, LLC
November 17, 2015 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
July 13, 2007 - August 12, 2014
ALLSPRING FUNDS DISTRIBUTOR, LLC
January 24, 2006 - April 3, 2007
MWAM DISTRIBUTORS, LLC
June 2, 2000 - July 11, 2003
GOLDMAN SACHS & CO. LLC
May 5, 1999 - June 14, 2000
SANFORD C. BERNSTEIN & CO., INC.
February 24, 1998 - September 30, 1998
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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