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BW

Bryon Walker

INVESCO DISTRIBUTORS
North Chesterfield, VA
Some features on this profile are disabled
CRD#: 3008421
BW

Professional summary

Bryon Walker, AIF®, CIMA®, who also goes by Bryon F Walker, Bryon Walker, Bryon Francis Walker, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in North Chesterfield, Virginia.

Bryon is registered as a RR (Registered Representative) and started their career in finance in 1998. Bryon has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bryon F Walker | Bryon Walker | Bryon Francis Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryon Walker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CIMA®

Certified Investment Management Analyst

Experience

Current

January 2, 2025 - Present

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
North Chesterfield, VA
Past

August 25, 2023 - December 18, 2024

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
MONUMENT, CO
Past

July 28, 2022 - April 11, 2023

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
KANSAS CITY, MO
Past

November 10, 2017 - July 15, 2022

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA
Past

December 16, 2014 - October 17, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

September 1, 2011 - December 31, 2014

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

December 22, 2009 - August 23, 2011

GUGGENHEIM INVESTMENTS

RIA
CRD#: 105477
NEW YORK, NY
Past

December 21, 2009 - August 23, 2011

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
ROCKVILLE, MD
Past

July 18, 2008 - December 1, 2009

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
DALLAS, TX
Past

June 18, 2008 - December 1, 2009

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 110774
DALLAS, TX
Past

May 1, 2006 - June 1, 2007

VICTORY CAPITAL MANAGEMENT INC.

RIA
CRD#: 106189
JUPITER, FL
Past

April 17, 2006 - May 31, 2007

VICTORY CAPITAL SERVICES, INC.

BD
CRD#: 37059
BROOKLYN, OH
Past

July 13, 2004 - February 23, 2006

UBS ASSET MANAGEMENT (US) INC.

RIA
CRD#: 583
PALM BEACH, FL
Past

July 12, 2004 - February 23, 2006

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
PALM BEACH, FL
Past

April 2, 1998 - July 29, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
OKLAHOMA CITY, OK
Past

March 30, 1998 - July 29, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/2/2025)
RR
Alaska
(1/2/2025)
RR
Arizona
(1/2/2025)
RR
Arkansas
(1/2/2025)
RR
California
(1/2/2025)
RR
Colorado
(1/2/2025)
RR
Connecticut
(1/2/2025)
RR
Delaware
(1/2/2025)
RR
District of Columbia
(1/2/2025)
RR
Florida
(1/2/2025)
RR
Georgia
(1/2/2025)
RR
Hawaii
(1/2/2025)
RR
Idaho
(1/2/2025)
RR
Illinois
(1/2/2025)
RR
Indiana
(1/2/2025)
RR
Iowa
(1/2/2025)
RR
Kansas
(1/2/2025)
RR
Kentucky
(1/2/2025)
RR
Louisiana
(1/2/2025)
RR
Maine
(1/2/2025)
RR
Maryland
(1/2/2025)
RR
Massachusetts
(1/2/2025)
RR
Michigan
(1/2/2025)
RR
Minnesota
(1/2/2025)
RR
Mississippi
(1/2/2025)
RR
Missouri
(1/2/2025)
RR
Montana
(1/2/2025)
RR
Nebraska
(1/2/2025)
RR
Nevada
(1/2/2025)
RR
New Hampshire
(1/2/2025)
RR
New Jersey
(1/2/2025)
RR
New Mexico
(1/2/2025)
RR
New York
(1/2/2025)
RR
North Carolina
(1/2/2025)
RR
North Dakota
(1/2/2025)
RR
Ohio
(1/7/2025)
RR
Oklahoma
(1/2/2025)
RR
Oregon
(1/2/2025)
RR
Pennsylvania
(1/2/2025)
RR
Puerto Rico
(1/2/2025)
RR
Rhode Island
(1/2/2025)
RR
South Carolina
(1/2/2025)
RR
South Dakota
(1/2/2025)
RR
Tennessee
(1/2/2025)
RR
Texas
(1/2/2025)
RR
Utah
(1/2/2025)
RR
Vermont
(1/2/2025)
RR
Virgin Islands
(1/2/2025)
RR
Virginia
(1/2/2025)
RR
Washington
(1/2/2025)
RR
West Virginia
(1/2/2025)
RR
Wisconsin
(1/2/2025)
RR
Wyoming
(1/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/24/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ID
INVESCO DISTRIBUTORS, INC.
A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.

CRD#: 7369 / SEC#: , 8-21323

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Phone number
(713) 214-1919
Established
Delaware since 11/18/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INVESCO ADVISERS, INC.DIRECT OWNER
GREGSON, MARK WILLIAMCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP2630230
HANCOCK, TRISHA BELLCHIEF COMPLIANCE OFFICER4373744
HARRIS, JERRY CLINTON IIDIRECTOR3275064
KRAMER, BRIAN KEITHDIRECTOR4132102
MCDONOUGH, JOHN CARLINPRESIDENT/CEO/DIRECTOR2363299
WISDOM, CRISSIE MCMENNAMYANTI-MONEY LAUNDERING COMPLIANCE OFFICER2793857

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESCO DISTRIBUTORS, INC.

CRD#: 7369North Chesterfield, VA

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