John A. Molster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anderson Molster Jr, CFP®, ChFC®, who also goes by John Anderson Molster, John A Molster, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 12 firms and has passed the Series 63, Series 66, Series 7, Series 31, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
December 23, 2020 - July 15, 2022
MORGAN STANLEY
December 23, 2020 - July 15, 2022
MORGAN STANLEY
October 8, 2019 - October 28, 2020
T. ROWE PRICE INVESTMENT SERVICES, INC.
September 20, 2019 - October 28, 2020
T. ROWE PRICE ADVISORY SERVICES, INC.
November 22, 2013 - August 19, 2019
FNB WEALTH MANAGEMENT
June 13, 2013 - November 7, 2013
COMMONWEALTH FINANCIAL NETWORK
June 10, 2013 - November 7, 2013
COMMONWEALTH FINANCIAL NETWORK
January 28, 2011 - August 17, 2011
CYPRESS CAPITAL MANAGEMENT, LLC
July 25, 2007 - February 20, 2009
SEI INVESTMENTS MANAGEMENT CORP
July 25, 2007 - February 20, 2009
SEI INVESTMENTS DISTRIBUTION CO.
July 1, 2003 - July 24, 2007
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - July 24, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 17, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 17, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 3, 1999 - May 22, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 6, 1999 - May 22, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1998 - November 6, 1998
STATE FARM VP MANAGEMENT CORP.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
