Michael R. Schumacher
Professional summary
Michael R Schumacher, who also goes by Michael Robert Schumacher, is a registered financial professional currently at CAPSTONE PARTNERS located in Dallas, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael R Schumacher's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2018 - Present
CAPSTONE PARTNERS
Office #1: 500 N Akard Street Suite 2350, Dallas, TX 75021February 1, 2017 - November 14, 2018
HEADWATERS BD, LLC
March 21, 2012 - February 7, 2014
COWEN AND COMPANY
April 9, 2010 - October 21, 2011
MACQUARIE CAPITAL (USA) INC.
August 17, 2005 - December 23, 2008
MORGAN STANLEY & CO. LLC
September 2, 2004 - August 17, 2005
BANC OF AMERICA SECURITIES LLC
June 16, 2003 - August 28, 2003
J.P. MORGAN SECURITIES LLC
March 12, 1999 - March 14, 2002
J.P. MORGAN SECURITIES LLC
July 6, 1998 - March 5, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2025)
Exams
FINRA
Current Firm
CAPSTONE PARTNERS
CRD#: 132185 / SEC#: , 8-66572
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE CORPORATE FINANCE LLC | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| CASPER, MARK VERNON JR. | CHIEF FINANCIAL OFFICER | 6682711 |
| DAHLKE, STEPHEN MATTHEW | CHIEF COMPLIANCE OFFICER | 2577928 |
| FERRARA, JOHN MARIO II | PRESIDENT | 2097226 |
| JANSON, PAUL EDWARD | DIRECTOR | 4992234 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | EXECUTIVE MANAGING DIRECTOR | 6419334 |
| VALDIVIA, SERENA | AML OFFICER | 7790899 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPSTONE PARTNERS
CRD#: 132185Dallas, TX 75021TRUST BUT VERIFY
Monitor Michael Schumacher
Get automatic monthly alerts on:
