RW
Robert L. Wilbanks
NATIONS FINANCIAL GROUP
Littleton, CO 80120
Some features on this profile are disabled
CRD#: 3007642
RW
Professional summary
Robert Lloyd Wilbanks, who also goes by Robert L Wilbanks, Robert Wilbanks, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Littleton, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert L Wilbanks | Robert Wilbanks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WILLBANKS PROPERTIES, LLC. 5656 S SYCAMORE ST. LITTLETON, CO. 80120, IS INVESTMENT RELATED. NATURE OF BUSINESS IS REAL ESTATE. POSITION IS OWNER. START: 1/1/2006; SPEND APPROX. 2 HRS/MONTH ON BUSINESS, NONE DURING TRADING. DUTIES ARE AS LANDLORD ///
WILBANKS FAMILY GRANTORS TRUST. 5656 S. SYCAMORE ST. LITTLETON, CO 80120. IS INVESTMETN RE;ATED. NATURE OF BUSINESS IS TRUST. POSITION IS CO-TRUSTEE. START DATE 12/22/2017; APPROX. 2 HRS/MONTH SPENT ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES RE AS CO-TRUSTEE ////
WILBANKS WEALTH MANAGEMENT GROUP, INC. 5656 S SYCAMORE ST. LITTLETON, CO 80120. IS INVESTMENT RELATED; NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. START DATE 11/01/2013; SPEND APPROX 4 HRS/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE TO USE DBA TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lloyd Wilbanks's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Lloyd Wilbanks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5656 S Sycamore St, Littleton, CO 80120RIA
BD
CRD#: 44181
Littleton, CO
Current
July 15, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5656 S Sycamore St, Littleton, CO 80120RIA
BD
CRD#: 44181
Littleton, CO
Past
November 15, 2013 - July 17, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LITTLETON, CO
Past
November 15, 2013 - July 17, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LITTLETON, CO
Past
January 1, 2008 - November 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DENVER, CO
Past
January 1, 2008 - November 15, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DENVER, CO
Past
January 1, 1999 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
DENVER, CO
Past
March 18, 1998 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/20/2020)
RR
Arizona(7/15/2020)
RR
California(7/15/2020)
RR
Colorado(7/15/2020)
IAR
Colorado(7/15/2020)
RR
Delaware(10/8/2020)
RR
District of Columbia(7/15/2020)
RR
Florida(7/15/2020)
RR
Georgia(7/15/2020)
RR
Hawaii(7/15/2020)
RR
Idaho(7/15/2020)
RR
Kansas(7/15/2020)
RR
Maryland(2/10/2025)
RR
Massachusetts(7/15/2020)
RR
Michigan(7/15/2020)
RR
Missouri(7/15/2020)
RR
Nevada(7/15/2020)
RR
New Mexico(7/15/2020)
RR
New York(7/15/2020)
RR
North Carolina(7/15/2020)
RR
Oklahoma(7/15/2020)
RR
Oregon(7/15/2020)
RR
South Dakota(7/15/2020)
RR
Tennessee(7/15/2020)
RR
Texas(7/15/2020)
IAR
Texas(2/22/2023)
RR
Utah(10/29/2021)
RR
Virginia(7/15/2020)
RR
Washington(7/15/2020)
RR
Wisconsin(10/8/2020)
RR
Wyoming(7/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
