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LR

Lisa A. Rakes

METLIFE INVESTORS DISTRIBUTION COMPANY
West Des Moines, IA 50265
Some features on this profile are disabled
CRD#: 3007641
LR

Professional summary

Lisa Ann Rakes, who also goes by Lisa Ann Gann, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in West Des Moines, Iowa.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 1998. Lisa has worked at 4 firms and has passed the SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa Ann Gann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Ann Rakes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2012 - Present

METLIFE INVESTORS DISTRIBUTION COMPANY

Office #1: 4700 Westown Parkway Suite 100, West Des Moines, IA 50265
BD
CRD#: 107622
West Des Moines, IA
Past

May 20, 2014 - December 18, 2014

NEW ENGLAND SECURITIES

BD
CRD#: 615
TULSA, OK
Past

April 3, 1998 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
TULSA, OK
Past

April 3, 1998 - September 10, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
TULSA, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/2/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.

CRD#: 107622 / SEC#: , 8-53064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSHAREHOLDER
ALPHONSO-NAPOLI, GEETA MARCELILEGAL OFFICER4518655
FRADKIN, GEOFFREY ANDREWVICE PRESIDENT5473381
GOOD, JESSICA TERESECHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO5741973
GRUPPUSO, PETERASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2643834
KUCHINSKY, ALEXIS NATALIECHIEF COMPLIANCE OFFICER4343809
LOPEZ, GABRIEL ADOLPHDIRECTOR AND SENIOR VICE PRESIDENT2554216
MCDERMOTT, MICHAELDIRECTOR, SENIOR VICE PRESIDENT5577809
SCHUSTER, THOMAS JAMESDIRECTOR, SENIOR VICE PRESIDENT4570334
SMITH-WALL, ANIKA AYANNA-NJERIDIRECTOR, VICE PRESIDENT7414359

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622West Des Moines, IA 50265

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