Drue S. Kampmann

TFP MANAGEMENT

Bettendorf, IA 52722

Some features on this profile are disabled

CRD#: 3007633

Professional summary

Drue Scott Kampmann is a registered financial advisor currently at TFP MANAGEMENT, LLC located in Bettendorf, Iowa.

Drue is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Drue has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DK WEALTH MANAGEMENT, INVESTMENT RELATED, FIXED ANNUITY AND LIFE INSURANCE AND LONG TERM CARE INSURANCE, THROUGH FMO . MAKES UP 20% TO 30% OF DAILY ACTIVITIES. 3475 UTICA RIDGE RD. Bettendorf, IA 52722. METRO VALLEY PARTNERS, LLC, INVESTMENT RELATED, MANAGES COMMERCIAL REAL ESTATE - 1 HOUR PER MONTH DURING TRADING HOURS ALPHASTAR CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED - CORNELIUS, NC - INVESTMENT ADVISER REPRESENTATIVE - 2 HRS/MONTH DURING TRADING - ADVISORY SERVICES. IT Works Global. Non- Investment Related - Distributor of health related products. 3/2016. Makes up of 0% of time allocated daily/monthly. Spouse is main contact and handles all work related to the aspect of this business. 1400 9th Ave Ct E, Andalusia, IL 61232

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drue Scott Kampmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2021 - Present

TFP MANAGEMENT, LLC

Office #1: 3475 Utica Ridge Road, Bettendorf, IA 52722

RIA

CRD#: 313543

Bettendorf, IA

Past

June 15, 2017 - October 25, 2021

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Bettendorf, IA

Past

January 25, 2010 - December 31, 2017

TRUE FINANCIAL PARTNERS

RIA

CRD#: 152854

BETTENDORF, IA

Past

October 29, 2009 - March 31, 2010

RESULTS ONE FINANCIAL, LLC

RIA

CRD#: 109269

DAVENPORT, IA

Past

December 14, 2007 - November 5, 2009

POTERACK CAPITAL ADVISORY, INC.

RIA

CRD#: 145340

DAVENPORT, IA

Past

May 14, 2007 - October 9, 2007

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

DAVENPORT, IA

Past

March 13, 2007 - October 9, 2007

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

DAVENPORT, IA

Past

May 26, 1998 - January 17, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 26, 1998 - January 17, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFP MANAGEMENT, LLC

CRD#: 313543 / SEC#: 801-121243

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/12/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/23/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TFP MANAGEMENT, LLC

CRD#: 313543 / SEC#: 801-121243

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3475 Utica Ridge Road, Bettendorf, IA 52722

Mailing Address

Phone number

(563) 359-8783

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,434
AUM (Assets Under Management)	$ 217,711,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Moira Wilkins

J.P. MORGAN SECURITIES LLC

Moline, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Drue S. Kampmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drue Scott Kampmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

TRUE FINANCIAL PARTNERS

RESULTS ONE FINANCIAL, LLC

POTERACK CAPITAL ADVISORY, INC.

MADISON AVENUE ADVISORS, INC.

MADISON AVENUE SECURITIES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TFP MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2007

Series 63

Date: 3/4/1999

Series 7

Date: 3/12/2007

Series 6

Date: 5/23/1998

Current Firm

TFP MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFP MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors