Kenneth J. Becker

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CRD#: 3007619

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Joseph Becker, CFP®, who also goes by Kenny Becker, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kenny Becker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANGEL PROPERITIES, LLC -- RENTAL HOME BUSINESS - LESS THAN 5% TIME SPENT.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

May 8, 2018 - December 31, 2024

OFG FINANCIAL SERVICES, INC.

CRD#: 23940

TOPEKA, KS

Past

March 15, 2018 - December 31, 2024

OFG FINANCIAL SERVICES, INC.

RIA

CRD#: 23940

TOPEKA, KS

Past

November 14, 2006 - January 28, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

TOPEKA, KS

Past

November 14, 2006 - January 28, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

TOPEKA, KS

Past

August 1, 2005 - July 25, 2007

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

RIA

CRD#: 127372

TOPEKA, KS

Past

August 27, 2002 - November 17, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

TOPEKA, KS

Past

April 9, 2001 - August 26, 2002

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

MANHATTAN, KS

Past

February 19, 1998 - August 26, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 19, 1998 - August 26, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OFG FINANCIAL SERVICES, INC.

CRD#: 23940 / SEC#: 801-127727, 8-40770

RIA

Registered Investment Advisory firm - SEC (4/24/2023 Approved)

Arizona

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Kansas

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Missouri

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (1/14/2025 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/13/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 9/10/2019

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/14/2018

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2018

General Securities Principal Examination

Current Firm

OFG FINANCIAL SERVICES, INC.

CRD#: 23940 / SEC#: 801-127727, 8-40770

RIA

Registered Investment Advisory firm - SEC (4/24/2023 Approved)

Arizona

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Kansas

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Missouri

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (1/14/2025 Terminated)

Texas

Registered Investment Advisory firm - SEC (1/8/2025 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

Townsite Plaza #2, Suite # 105 Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515

Mailing Address

Townsite Plaza #2, Suite # 105 120 Se 6th Avenue, Topeka, KS 66603-3515

Phone number

(785) 233-4071

Established

Kansas since 12/12/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (5 States and Territories)

FINRA licenses (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OFG FORM ADV PART II (7/29/2025)

Direct owners and executive officers

Name	Position	CRD#
OGDON, JAMES KENNETH	PRESIDENT & DIRECTOR	351370
MCMASTER, TYLER JOHN	SENIOR VICE PRESIDENT	2368175
PAYNE, TODD MATTHEW	SECRETARY-TREASURER, DIRECTOR & CCO	5513536

Regulatory assets under management

Total Number of Accounts	850
AUM (Assets Under Management)	$ 270,000,000

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth J. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OFG FINANCIAL SERVICES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

THE O.N. EQUITY SALES COMPANY

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OFG FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2001

Series 63

Date: 2/24/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/26/2001

Series 6

Date: 2/13/1998

Series 27

Date: 9/10/2019

Series 53

Date: 9/14/2018

Series 24

Date: 6/27/2018

Current Firm

OFG FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (5 States and Territories)

FINRA licenses (24 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

OFG FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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