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SB

Steven M. Bartz

GRAYBILL WEALTH MANAGEMENT, LTD.
ELMHURST, IL 60139
Some features on this profile are disabled
CRD#: 3007487
SB

Professional summary

Steven M Bartz is a registered financial advisor currently at GRAYBILL WEALTH MANAGEMENT, LTD. located in Elmhurst, Illinois.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Steven has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven M Bartz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2004 - Present

GRAYBILL WEALTH MANAGEMENT, LTD.

Office #1: 568 South Spring Road, Elmhurst, IL 60139
RIA
CRD#: 112046
ELMHURST, IL
Past

January 30, 2003 - December 31, 2003

GRAYBILL WEALTH MANAGEMENT, LTD.

RIA
CRD#: 112046
ELMHURST, IL
Past

September 25, 1997 - December 31, 2002

GRAYBILL WEALTH MANAGEMENT, LTD.

RIA
CRD#: 112046
ELMHURST, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GRAYBILL WEALTH MANAGEMENT, LTD.
GRAYBILL BARTZ ASSOCIATES, LTD | GRAYBILL WEALTH MANAGEMENT, LTD.

CRD#: 112046 / SEC#: 801-5921

RIA
Registered Investment Advisory firm - (8/29/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(2/2/2004)
IAR
Texas
(10/8/2007)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/1998
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 1/22/1998
National Commodity Futures Examination

Current Firm

GW
GRAYBILL WEALTH MANAGEMENT, LTD.
GRAYBILL BARTZ ASSOCIATES, LTD | GRAYBILL WEALTH MANAGEMENT, LTD.

CRD#: 112046 / SEC#: 801-5921

RIA
Registered Investment Advisory firm - (8/29/1969 Approved)
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Contact information

Main Address
135 S Cottage Hill Ave, Elmhurst, IL 60126
Mailing Address
Phone number
(630) 941-9460
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART II DECEMBER 31, 2025 (3/10/2026)

Regulatory assets under management

Total Number of Accounts650
AUM (Assets Under Management)$ 525,763,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRAYBILL WEALTH MANAGEMENT, LTD.

CRD#: 112046Elmhurst, IL 60139

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