Steven M. Bartz

GRAYBILL WEALTH MANAGEMENT, LTD.

ELMHURST, IL 60139

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CRD#: 3007487

Professional summary

Steven M Bartz is a registered financial advisor currently at GRAYBILL WEALTH MANAGEMENT, LTD. located in Elmhurst, Illinois.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Steven has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven M Bartz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2004 - Present

GRAYBILL WEALTH MANAGEMENT, LTD.

Office #1: 568 South Spring Road, Elmhurst, IL 60139

RIA

CRD#: 112046

ELMHURST, IL

Past

January 30, 2003 - December 31, 2003

GRAYBILL WEALTH MANAGEMENT, LTD.

RIA

CRD#: 112046

ELMHURST, IL

Past

September 25, 1997 - December 31, 2002

GRAYBILL WEALTH MANAGEMENT, LTD.

RIA

CRD#: 112046

ELMHURST, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAYBILL WEALTH MANAGEMENT, LTD.

GRAYBILL BARTZ ASSOCIATES, LTD | GRAYBILL WEALTH MANAGEMENT, LTD.

CRD#: 112046 / SEC#: 801-5921

RIA

Registered Investment Advisory firm - (8/29/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/2/2004)

IAR

Texas
(10/8/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 1/22/1998

National Commodity Futures Examination

Current Firm

GRAYBILL WEALTH MANAGEMENT, LTD.

GRAYBILL BARTZ ASSOCIATES, LTD | GRAYBILL WEALTH MANAGEMENT, LTD.

CRD#: 112046 / SEC#: 801-5921

RIA

Registered Investment Advisory firm - (8/29/1969 Approved)

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Contact information

Main Address

135 S Cottage Hill Ave, Elmhurst, IL 60126

Mailing Address

Phone number

(630) 941-9460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II DECEMBER 31, 2024 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	588
AUM (Assets Under Management)	$ 426,632,075

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven M. Bartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven M Bartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAYBILL WEALTH MANAGEMENT, LTD.

GRAYBILL WEALTH MANAGEMENT, LTD.

GRAYBILL WEALTH MANAGEMENT, LTD.

Primary Firm SEC Registration

GRAYBILL WEALTH MANAGEMENT, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/1998

Series 3

Date: 1/22/1998

Current Firm

GRAYBILL WEALTH MANAGEMENT, LTD.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAYBILL WEALTH MANAGEMENT, LTD.

TRUST BUT VERIFY

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