Arthur Veytsman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Veytsman was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1998. Arthur had worked at 11 firms and has passed the Series 63, Series 65, Series 55, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2013 - October 30, 2013
WORLD-XECUTION STRATEGIES
October 4, 2012 - September 27, 2013
WTS PROPRIETARY TRADING GROUP LLC
November 6, 2010 - December 14, 2011
QUAD CAPITAL, LLC
January 23, 2006 - June 30, 2009
NEWEDGE USA, LLC
September 2, 2004 - February 16, 2006
MAXIM GROUP LLC
May 28, 2002 - September 7, 2004
LOUIS CAPITAL MARKETS, LLC
October 2, 2000 - July 10, 2002
LAIDLAW GLOBAL SECURITIES, INC.
April 26, 2000 - September 6, 2000
HEARTLAND SECURITIES CORP.
January 19, 2000 - April 25, 2000
LAIDLAW GLOBAL SECURITIES, INC.
November 18, 1999 - January 13, 2000
MONTROSE CAPITAL MANAGEMENT LTD.
April 1, 1999 - November 22, 1999
MORGAN STANLEY DW INC.
June 26, 1998 - March 4, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/6/2008
Limited Representative-Equity Trader ExamCurrent Firm
WORLD-XECUTION STRATEGIES
CRD#: 134645 / SEC#: , 8-66854
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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