CC
Cesar A. Casas
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CRD#: 3007409
CC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cesar Augusto Casas, CFP® was a registered financial professional .
Cesar is a previously registered financial professional and started their career in finance in 1998. Cesar had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: SmartPath, Inc. Investment-related: No Address of the other business: 2451 Cumberland Pkwy SE, STE 3608, Atlanta, GA 30339 Nature of the other business: SmartPath, Inc. is a financial education and coaching business Position/title: Financial Coach Start date: March 2022 Approximate number of hours per month: 20 Approximate number of hours per month during securities trading hours: 20 Duties: Telephonic financial coaching of clients Name of the other business: IFIT2, LTD Investment-related: No Address of the other business: 10330 Swift Stream Pl, Apt 407, Columbia, MD 21044 Nature of the other business: IFIT2, LTD is a tax preparation business Position/title: Founder and Owner Start date: August 2012 Approximate number of hours per month: 80 during March and April (tax season) and 40 in the other months Approximate number of hours per month during securities trading hours: 80 during March and April (tax season) and 40 in the other months Duties: Tax preparation
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Past
July 14, 2021 - July 23, 2025
SMARTPATH ADVISORS
RIA
CRD#: 304563
Columbia, MD
Past
November 18, 2013 - December 31, 2016
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
RIDGEFIELD, CT
Past
November 18, 2013 - December 31, 2016
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
New York, NY
Past
October 5, 2009 - November 7, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DANBURY, CT
Past
October 5, 2009 - November 7, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
February 6, 2006 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
DANBURY, CT
Past
February 6, 2006 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
July 3, 2003 - September 7, 2005
NEW ENGLAND SECURITIES
RIA
CRD#: 615
NORWALK , CT
Past
November 1, 2002 - September 7, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
September 20, 2002 - November 18, 2002
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
STAMFORD, CT
Past
September 18, 2002 - November 18, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
October 20, 1999 - September 21, 2000
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
March 18, 1998 - September 3, 1999
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SA
SMARTPATH ADVISORS
SMARTPATH ADVISORS | SMARTPATH ADVISORS, LLC
CRD#: 304563 / SEC#: 801-119877
RIA
Registered Investment Advisory firm - (12/1/2020 Approved)Alabama
Registered Investment Advisory firm - (12/8/2020 Terminated)District of Columbia
Registered Investment Advisory firm - (12/31/2020 Terminated)Florida
Registered Investment Advisory firm - (12/31/2020 Terminated)Georgia
Registered Investment Advisory firm - (12/31/2020 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2020 Terminated)Kansas
Registered Investment Advisory firm - (12/31/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2020 Terminated)Maryland
Registered Investment Advisory firm - (12/8/2020 Terminated)Mississippi
Registered Investment Advisory firm - (12/31/2020 Terminated)Missouri
Registered Investment Advisory firm - (12/31/2020 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2020 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2020 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - (12/31/2020 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2020 Terminated)Washington
Registered Investment Advisory firm - (1/8/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Atlanta, GA
Mailing Address
2451 Cumberland Pkwy Ste 3954, Atlanta, GA 30339
Phone number
(678) 538-9420
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
