John P. Mcglynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Mcglynn was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - January 29, 2015
WADDELL & REED
January 1, 2015 - January 29, 2015
WADDELL & REED
May 11, 2007 - August 2, 2007
NATCITY INVESTMENTS, INC.
April 13, 2007 - April 23, 2007
CHASE INVESTMENT SERVICES CORP.
March 28, 2007 - April 23, 2007
CHASE INVESTMENT SERVICES CORP.
February 2, 2005 - April 11, 2005
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
November 4, 2004 - April 5, 2005
AMSOUTH INVESTMENT SERVICES, INC.
October 17, 2003 - October 4, 2004
BANC ONE SECURITIES CORPORATION
January 29, 2003 - July 28, 2003
FIFTH THIRD SECURITIES, INC.
September 24, 1999 - December 20, 2002
CHARLES SCHWAB & CO., INC.
February 19, 1998 - August 25, 1999
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WADDELL & REED
CRD#: 866 / SEC#: 801-16720, 8-27030
Contact information
FINRA licenses (1 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHAIRMAN OF THE BOARD | 4003349 |
| DALEY, MICHAEL JOHN | VP AND FINANCIAL AND OPERATIONS PRINCIPAL | 6923129 |
| HANSEN, ELIZABETH ANN | SVP AND CHIEF COMPLIANCE OFFICER | 2199658 |
| HORAN-ADAMS, KIRBY LEPAK | EXECUTIVE VICE PRESIDENT | 5097259 |
| KRAMPER, MATTHEW SCOTT | VP AND PRINCIPAL OPERATIONS OFFICER | 2750651 |
| MIHAL, SHAWN MICHAEL | EXECUTIVE VICE PRESIDENT | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | ASSISTANT TREASURER | 2420144 |
| OROSCHAKOFF, MICHELLE | VICE-CHAIRMAN OF THE BOARD | 2403199 |
| SIMONICH, BRENT BLAIN | TREASURER | 3254859 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 11 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
